Soreide Law Group is investigating possible investor claims against securities broker David Menashe AKA David Gene Menashe [CRD#: 5727269, New York, NY]. Evidently, FINRA sanctioned the securities broker, who worked for Allied Millennial Partners LLC. Allegedly, Menashe failed to testify when FINRA investigated the stockbroker for possible violations of FINRA rules. Here is a brief […]

Soreide Law Group is investigating possible investor claims against securities broker Kevin McCallum AKA Kevin Marshall McCallum [CRD#: 2222586, Birmingham, AL]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for LPL Financial. Notably, investors allege sales practice violations in these disputes, including that […]

Investors have come forward with complaints about securities broker John Mateyko AKA John R. Mateyko [CRD#: 3275621, Rolling Meadows, IL]. Evidently, the securities broker, who worked for World Equity Group, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, World Equity Group clients allege that Mateyko made unsuitable transactions, made misrepresentations, and failed […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Michael Martino AKA Michael Christopher Martino [CRD#: 2579146, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Four Points Capital Partners. Additionally, the securities broker discloses a regulatory enforcement action. However, Martino denies the allegations of […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jeffrey Marburger AKA Jeffrey Ernest Marburger [CRD#: 2872490, Dover, OH]. However, Marburger denies the allegations. Read on to learn more about the allegations against Marburger. FINRA Sanctions WS Brokerage Services Securities Broker Jeffrey Marburger For Failure To Testify Evidently, on May 18, 2022, […]

Soreide Law Group is investigating possible investor claims against securities broker Walter Light AKA Walter Wai Tak Light [CRD#: 1494331, Richardson, TX]. Notably, FINRA sanctioned the securities broker, who worked for Treasure Financial Corp. Allegedly, Light made unauthorized transactions. Here is a brief summary FINRA’s allegations against Light. FINRA Sanctions Treasure Financial Corp. Securities Broker […]

Investors have come forward with complaints about securities broker Daniel Lerner AKA Daniel Todd Lerner [CRD#: 1255769, White Plains, NY]. Evidently, the securities broker, who worked for David Lerner Associates, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, David Lerner Associates clients allege that Lerner made unsuitable transactions, made misrepresentations and omissions, […]

Soreide Law Group is investigating possible investor claims against securities broker Daniel Lauletta AKA Daniel James Lauletta [CRD#: 2659123, Cleveland, OH]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MSI Financial Services. Evidently, investors allege sales practice violations in these disputes, including […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Franz Lambert AKA Franz Helmut Lambert II [CRD#: 4463792, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Lambert denies the allegations of […]