Soreide Law Group is investigating possible investor claims against securities broker Daniel Lauletta AKA Daniel James Lauletta [CRD#: 2659123, Cleveland, OH]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MSI Financial Services. Evidently, investors allege sales practice violations in these disputes, including that Lauletta made misrepresentations. Here is a brief summary of the disclosures about Lauletta.
Daniel Lauletta Discloses Misrepresentation Allegations By MSI Financial Services Client
Evidently, a client of MSI Financial Services contested Daniel Lauletta’s sales practices by filing Civil Suit #: 34CV-20-81. Allegedly, Lauletta made misrepresentations. Supposedly, the insurance products which Lauletta sold or recommended had caused the client to sustain damages. Therefore, MSI Financial Services opted to settle the matter on December 31, 2021 by compensating the client in the amount of $953,000.
MSI Financial Services Investor Accuses Lauletta Of Negligence
Also, an MSI Financial Services client filed Civil Suit#: 02CV-20-152-3 about Daniel Lauletta. Notably, the client alleged that Lauletta was negligent. Because of this, the client sustained damages on variable annuities and insurance products. Therefore, on December 10, 2021, MSI Financial Services settled this matter by paying the client $1,150,000.
Daniel Lauletta Discloses Misrepresentation Accusations By Ameriprise Financial Services Client
Also, a client of Ameriprise Financial Services contested Daniel Lauletta’s sales practices by filing Civil Suit #: CV-2019-12-4647 on December 12, 2019. Allegedly, Lauletta made misrepresentations. Supposedly, the insurance products which Lauletta sold or recommended had caused the client to sustain damages. Therefore, the client seeks compensatory relief from Ameriprise Financial Services or Lauletta in the amount of $25,000 in this ongoing matter.
Lauletta Discloses Omissions Allegations By Ameriprise Financial Services Client
Evidently, a client of Ameriprise Financial Services contested Daniel Lauletta’s sales practices, according to a complaint dated February 13, 2014. Allegedly, Lauletta made omissions. Supposedly, the variable annuities which Lauletta sold or recommended had caused the client to sustain damages. Therefore, the client asked for compensatory relief from Ameriprise Financial Services or Lauletta in the amount of $21,775.47. However, this matter was denied.
Did MSI Financial Services Securities Broker Daniel Lauletta Cause You To Experience Damages?
Have you experienced damages because of investing through Daniel Lauletta? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Lauletta and brokerage firms Lauletta was employed by deny any and all allegations of sales practice violations.
