The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Igor Kislitsa AKA Igor Peter Kislitsa [CRD#: 6324794, Citrus Heights, CA]. Evidently, investors disputed the sales practices of the securities broker, who worked for PFS Investments. Additionally, the securities broker discloses a regulatory enforcement action. Notably, these disclosures allege Kislitsa engaged in sales […]

Soreide Law Group is investigating possible investor claims against securities broker Mark Kemp AKA Mark Alan Kemp [CRD#: 2057200, Corpus Christi, TX]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for McNally Financial Services Corp. Evidently, investors allege sales practice violations in these […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker David Karandos AKA David Karandos [CRD#: 1934119, Indianapolis, IN]. Evidently, investors disputed the sales practices of the securities broker, who worked for Dinosaur Financial Group. Additionally, the securities broker discloses a regulatory enforcement action. However, Karandos denies the allegations of sales practice violations. […]

Investors have come forward with complaints about securities broker Steven Greer AKA Andrew Greer [CRD#: 5976309, Charlotte, NC]. Evidently, the securities broker, who worked for GF Investment Services, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, GF Investment Services clients allege that Greer violated securities laws, breached a fiduciary duty, acted unethically, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Keith Goldstein AKA Keith Russel Goldstein [CRD#: 1909843, Melville, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Wells Fargo Advisors. Additionally, the securities broker discloses a regulatory enforcement action. However, Goldstein denies the allegations of sales practice […]

Investors have come forward with complaints about securities broker Samuel Girgiss [CRD#: 6088898, New York, NY]. Evidently, the securities broker, who worked for Worden Capital Management, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management clients allege that Girgiss made unsuitable and excessive transactions and failed to supervise. For more […]

Soreide Law Group is investigating possible investor claims against securities broker David Geake AKA David Richard Geake [CRD#: 3088891, Chicago, IL]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for American Trust Investment Services. Evidently, investors allege sales practice violations in these disputes, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Ernest Frerking AKA Ernie Frerking [CRD#: 2588177, Austin, TX]. Evidently, investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith. Additionally, the securities broker discloses a regulatory enforcement action. However, Frerking denies the allegations of sales […]

Soreide Law Group is investigating possible investor claims against securities broker Jeremy Fortner AKA Jeremy W. Fortner [CRD#: 4811478, Beverly Hills, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Advisors. Evidently, investors allege sales practice violations in these disputes, […]