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July 7, 2022
Jack Bixler In Sandlapper Client Disputes

Sandlapper Securities Broker Jack Bixler Involved In Investor Disputes Soreide Law Group comes to you with new information concerning Jack Charles Bixler (CRD#: 22331, Greenville, South Carolina). Particularly, Bixler, who worked for securities firm Sandlapper Securities LLC (his employer from 2006 to 2020), faces allegations of sales practice violations, including negligence, breach of fiduciary duty, […]

July 7, 2022
William Wright Barred, Involved In Investor Dispute

Investor Dispute Reported On BrokerCheck Concerning Barred Broker William Wright Soreide Law Group is reviewing BrokerCheck disclosures of securities broker William Wright (CRD#: 3048195, New York, New York). Evidently, Wright was a National Securities Corporation securities broker from February 2015 to November 2020. Let’s take a closer look at the allegations as reported on BrokerCheck. […]

July 7, 2022
Jeffrey Anderson In NYLife Clients’ Annuity Disputes

NYLife Clients File Disputes Concerning Broker Jeffrey Anderson Soreide Law Group shares BrokerCheck news on securities broker Jeffrey Scott Anderson (CRD#: 5993214, Bloomington, Illinois). Notably, Anderson was a securities broker at NYLife Securities LLC during the time of the allegations against him. Take a closer look at the allegations below. However, be mindful that he […]

July 7, 2022
Robert Klein In JP Morgan Client Disputes

JP Morgan Clients Bring Disputes About Securities Broker Robert Klein FINRA BrokerCheck indicates investor disputes concerning securities broker Robert Owen Klein (CRD#: 1254422, Newport Beach, California). Evidently, Klein worked as a JP Morgan Securities broker from 1995 to 2019. Take a look at the following summary of the allegations against this securities broker. Also keep […]

July 7, 2022
Trevor Gordon Barred, Involved In Sandlapper Client Disputes

Sandlapper's Trevor Gordon Is Barred By FINRA And Involved In Client Disputes FINRA BrokerCheck provides important information regarding Trevor Lee Gordon (CRD#: 2195122, Greenville, SC). Evidently, Gordon worked at Sandlapper Securities from 2006 to 2020. He faces allegations of unsuitable trading and breach of fiduciary duty as reported on BrokerCheck. Not only that, but FINRA […]

July 7, 2022
Kirby McDonald In Cetera, QA3 Client Disputes

Broker Kirby McDonald (Cetera, QA3) Facing Client Disputes About Suitability Soreide Law Group brings you up to speed on the FINRA BrokerCheck disclosures on securities broker Kirby Spencer McDonald (CRD#: 1622995, Omaha, Nebraska). Evidently, McDonald worked as a QA3 Financial Corp securities broker. Subsequently, he joined Cetera Advisors as both a securities broker and financial […]

July 7, 2022
Jeff Salazar In American Portfolio Client Disputes

Securities Broker Jeff Salazar Sanctioned, Involved In American Portfolios Client Disputes Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Joffre Salazar “Jeff Salazar” (CRD#: 2185914, Staten Island, New York). The broker discloses information about a client dispute and regulatory enforcement action on BrokerCheck. Evidently, Salazar was a […]

July 7, 2022
Kevin McKenna In Stifel Nicolaus Investor Disputes

Stifel Nicolaus Investors Bring Disputes About Broker Kevin McKenna Soreide Law Group is reviewing investor complaints concerning securities broker Kevin Patrick McKenna (CRD#: 1886142, Wausau, Wisconsin), as disclosed on FINRA BrokerCheck. It appears that the disclosures involving McKenna concern his employment Stifel Nicolaus. Here’s more about the allegations of breach of fiduciary duty and unauthorized […]

July 7, 2022
Donald Sperring Faces Sanctions, Investor Disputes

Securities Broker Donald Sperring (AXA Advisors, Equitable Advisors) Barred, Involved In Client Disputes The Financial Industry Regulatory Authority (FINRA) contains important information on securities broker Donald George Sperring (CRD#: 2462982, Pittsburgh, Pennsylvania). Specifically, BrokerCheck shows that Sperring is involved in three investor disputes. Not only that, but he also received a FINRA bar (expulsion) in […]

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