Soreide Law Group has been contacted by investors regarding the following broker/financial advisor: WILLIAM CHARLES BURKS (William C Burks, Bill Burks II, CRD#: 2944992). William C Burks is currently registered with CENTAURUS FINANCIAL, INC., in Flower Mound, Texas.  Burks has been registered as a broker with Centaurus since August 29, 2000, and has been registered […]

Merrill Lynch Client Brings Dispute Alleging Failure To Follow Instructions By Brad Bugher The Financial Industry Regulatory Authority (FINRA) BrokerCheck relays important information in regard to securities broker Bradford Bugher “Brad Bugher” (CRD#: 2314651, Wilmington, Delaware). It appears that the disclosures involving Bugher concern his employment as a financial advisor and securities broker of Merrill […]

FINRA Suspends Broker Chris Bond, And An Investor Files A Dispute About Him FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Christopher Edward Bond “Chris Bond” (CRD#: 4658534, Melville, New York) and that those violations resulted in damages. Particularly, Bond, who has been with National Securities Corporation since 2004 and National […]

In a recent press release, it was announced that the Securities and Exchange Commission (SEC) charged registered broker/dealer, Western International Securities, Inc. (Western) and five of their registered representatives, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan, with violating Best Interest Obligation regulations (also referred to as Regulation Best Interest or Reg […]

Barred Broker Donna Hines Involved In Investor Dispute The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Donna Jean Hines aka Donna Jean Atchison (CRD#: 4275524, Clarksburg, West Virginia). Evidently, Hines has worked as a securities broker for Cetera Advisors from 2013 to 2021, and previously worked as a securities […]

Soreide Law Group filed a FINRA arbitration on behalf of our client (Claimant) against: CENTAURUS FINANCIAL, INC. (Centaurus), and their former registered representative, OTTO RAMON BOHON (Otto Bohon) (Respondents). The Claimant is retiree living in Colorado. The lawsuit states that the Claimant was referred to Centaurus’ registered representative, Otto Bohon, in 2018 to allegedly help […]

Soreide Law Group, based in Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION (Newbridge), and their registered representative, DEAN ROBERT NOWAK (Dean Nowak) (Respondents). The Claimant is a retiree living in Florida with her husband who is also elderly and retired.  The Claimant was looking for safe, […]

The Florida-based Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION and their registered representative, JAMES E WILLIAMS (Respondents) The Claimant is a retiree living in Pompano Beach, Florida who hired Newbridge broker, James E Williams, to help the Claimant with retirement planning. The lawsuit states […]

First Allied Securities Client Complains Of Alleged Unsuitable Recommendations By Broker Bob Weissbein Soreide Law Group provides you with new information in regard to securities broker Robert Steven Weissbein “Bob Weissbein” (CRD#: 1089065, Plantation, Florida). Evidently, Weissbein worked as a securities broker or financial advisor for Capital Guardian LLC, Capital Guardian Wealth Management LLC, First […]