Client Of Planned Financial Programs Brings Dispute About Mark Brody Soreide Law Group gives you an updated on securities broker Mark Stewart Brody (CRD#: 1475753, Melville, New York). Particularly, Brody has worked as a securities broker for Planned Financial Programs Inc. since 1990. Here is a summary of the BrokerCheck disclosures involving allegations of unsuitable […]

Investment Suitability Dispute Concerns Securian Financial Services, Sheldon Bender The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Sheldon Robert Bender “Shelly Bender” (CRD#: 1325415, Deerfield, Illinois). Evidently, Bender worked for Securian Financial Services (1988 to 2017). Here is a summary of the disclosures involving allegations of breach of fiduciary […]

Broker Melvin Pirchesky Involved In Disputes Brought By Boustead Investors Soreide Law Group is reviewing investor complaints concerning securities broker Melvin Pirchesky (CRD#: 1143100, Irvine, California), as disclosed on FINRA BrokerCheck. Evidently, Pirchesky worked for securities firm Boustead Securities from 2016 to 2019. Read further to learn more about the allegations of misrepresentations and excessive […]

FINRA Bars Javelin San Nicolas As Securities Broker Notably, FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Javelin Mikol San Nicolas “Jovi San Nicolas” (CRD#: 6722186, Sparks, Nevada) and that those violations resulted in damages. Evidently, San Nicolas worked as a securities broker or financial advisor for Edward Jones from 2016 […]

Investor Alleges Traderfield, Daniel Soliman Misrepresented Information About Trading Soreide Law Group is examining investor disputes concerning securities broker Daniel M. Soliman (CRD#: 6053300, New York, New York), as disclosed on FINRA BrokerCheck. Notably, Soliman was a securities broker at Traderfield Securities (his employer from 2016 to 2018) during the time of the allegations against […]

FINRA Suspends Keith Holcomb (MML Investor Services) Soreide Law Group comes to you with new information relating to the FINRA BrokerCheck disclosures on securities broker Keith Holcomb (CRD#: 6227200, Pawtucket, Rhode Island). Specifically, Holcomb, who worked for securities firm MML Investors Services (his employer from 2015 to 2017), faces allegations of failing to pay a […]

Soreide Law Group, based in Florida, has obtained information that Mark Alan Cline (CRD#: 3206962), not currently registered, formerly with National Securities Corporation (NSC) of Wildwood, Florida, is involved in a securities arbitration filing against him and NSC in hopes of recovering losses in GWG L Bonds. According to the claim, the former National Securities […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: Coastal Equities, Inc., and their former registered representative, Jamie Nowakowski (Respondents). Ms. Nowakowski is no longer with Coastal Equities. The Claimant lives in Connecticut, works as a cashier, and lives on a fixed income. The Claimant’s husband is a retired […]

Broker Joseph Andreoli Is Involved In Wells Fargo Client Dispute About Suitability FINRA provides important information concerning Joseph Marie Andreoli Jr. (CRD#: 1718688, Hackensack, New Jersey). It appears that the disclosures involving Andreoli concern his financial advisor or securities broker role at securities firms Wells Fargo Clearing Services (his employer from 2009 to 2019) and […]