Latest Securities Lawyer News

Soreide Law Group is investigating possible investor claims against securities broker Christopher Joseph (also known as Christopher Todd Joseph) [CRD: 6841532, Toledo, OH]. Notably, FINRA sanctioned the securities broker, who worked for Royal Alliance Associates Inc. Allegedly, Joseph engaged in an undisclosed outside business activity and securities transaction. Here is a brief summary of FINRA’s […]

Soreide Law Group is investigating possible investor claims against securities broker Wade Thomason (also known as Carl Wade Thomason) [CRD: 2100429, Overland Park, KS]. Notably, FINRA sanctioned the securities broker, who worked for OFG Financial Services Inc. Allegedly, Thomason failed to testify when FINRA investigated the securities broker for potential FINRA rule infractions. Here is […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Brent Greninger (also known as Brent Jason Greninger) [CRD: 5810070, Weston, FL]. Not only has Raymond James Associates Inc. disaffiliated with the securities broker for allegedly selling away, but investors complained about the securities broker. However, Greninger denies the allegations. Read on to […]

Soreide Law Group is investigating possible investor claims against securities broker Andy Durham (also known as Andrew Timothy Durham) [CRD: 6541868, Greenwood, SC]. Evidently, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Allegedly, Andrew Durham committed forgery. Here is a brief summary of FINRA’s allegations against Andrew Durham. FINRA Sanctions Andy […]

Soreide Law Group is investigating possible investor claims against securities broker Amy Cash (also known as Amy Marjorie O'Brien) [CRD: 5765481, Fort Mill, SC]. Evidently, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Namely, Cash failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Amy Cash […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Alan Feigenbaum (also known as Alan Scot Feigenbaum) [CRD: 3132230, Boynton Beach, FL]. Not only has FINRA sanctioned Feigenbaum for discretionary trading, but investors complained about the securities broker. However, Feigenbaum denies the allegations. Read on to learn more about the allegations against […]

Soreide Law Group is investigating possible investor claims against securities broker Ed Maklouf (also known as Ahmad Mohamed Maklouf) [CRD: 6092943, New York, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Spartan Capital Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Aaron Brewer (also known as Aaron Weston Brewer) [CRD: 5451527, New York, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Doug Maurer (also known as Aaron Douglas Maurer) [CRD: 3007121, White Plains, NY]. Not only has FINRA sanctioned Maurer for selling away, but investors complained about the securities broker. However, Maurer denies the allegations. Read on to learn more about the allegations against […]