Did You Suffer Losses By Investing In FS Global Credit Opportunities Fund (FSGCO)? The investment loss recovery lawyers at Soreide Law Group are reviewing potential investor claims against financial advisors and securities brokers who possibly made unsuitable or misrepresented recommendations and sales of FS Global Credit Opportunities Fund (FSGCO). Here's more on the investment and […]

Investors Allege Sales Practice Violations Relating To Broker Jeff Meyers' REIT Sales Soreide Law Group provides you with the following update regarding securities broker Jeffrey Gerard Meyers (Jeff Meyers) (CRD#: 2192759, Overland Park, Kansas). Notably, six investors filed disputes about Meyers. One of those disputes concerns his actions at Cetera Advisor Networks, while others relate […]

On November 23, 2021, the U.S. Attorney for the Northern District of Illinois, charged broker/financial advisor, Ronald Molo, 61, with federal fraud charges alleging Molo misappropriated nearly $800,000 from several clients according to the sec.gov website. Molo was indicted on six counts of wire fraud. According to FINRA’s BrokerCheck, Ronald Terrence Molo (Ronald Molo CRD#: […]

On November 17, 2021, Albert Lewis DeGaetano (Albert L DeGaetano) was fined $7,500.00 and suspended for six months (12/6/2021 - 6/5/2022) by the Financial Industry Regulatory Authority (FINRA). Without admitting or denying FINRA’s findings, Albert L DeGaetano consented to the sanctions and to the entry of findings that he allegedly executed securities transactions in client […]

New Jersey Securities Bureau Fines Roy Failla Over Alleged Excessive Trading Soreide Law Group comes to you with an update regarding the securities broker Roy Joseph Failla (CRD#: 2786551, Staten Island, New York). New Jersey Bureau of Securities issued Failla a suspension as a stockbroker and fined him $15,000. Also, three investors filed disputes about […]

Broker Matt Kildis Involved In Disputes Alleging Unsuitable Recommendations, Misrepresentation Soreide Law Group is reviewing potential investor disputes against securities broker Ahmet Kildis (“Matt Kildis”) (CRD#: 2058173, Hudson, Florida). FINRA BrokerCheck shows that Kildis works for Fifth Third Securities and used to work for SunTrust Securities. Notably, three investors filed disputes about the broker, and […]

Broker Cristiano Castellini Involved In Merrill Lynch Investor Disputes Soreide Law Group has important information to share with you regarding securities broker Cristiano Tempo Castellini (CRD#: 2954284, Beverly Hills, California). Namely, three investors challenged his sales practices at Merrill Lynch Pierce Fenner Smith (“Merrill Lynch”). Let’s look at what these investor disputes allege. Merrill Lynch […]

Soreide Law Group is currently investigating the following broker due to clients who have reached out regarding the registered representative currently listed with NETWORK 1 FINANCIAL SECURITIES INC in Huntingon Station, New York, since June 8, 2016: CHARLES VINCENT MALICO (CHARLIE MALICO) CRD#: 1507282 According to FINRA’s BrokerCheck, available to the public on FINRA’s website, […]

Investor Disputes About Bill Sines Allege Unsuitable Transactions At SII Investments, Berthel Fisher Soreide Law Group is investigating whether to bring potential investor disputes against securities broker William Charles Sines (Bill Sines) (CRD#: 2190586, Seminole, Florida). Evidently, Sines worked for securities firms, including SII Investments (1997 to 2015), Kalos Capital (2015 to 2018), and Berthel […]