Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: ARQUE CAPITAL, LTD., and their former registered representative, RONALD LEE MCLEOD (Respondents). The Claimant was a retired resident of Florida who was looking for conservative investments that could generate stable income to sustain her through retirement without any risk of […]

ERIC SHEA HOLLIFIELD (ERIC S HOLLIFIELD CRD#: 3091319) formerly with LPL Financial of Dacula, Georgia, was permanently barred by the Financial Industry Regulatory Authority (FINRA) on October 7, 2021, following the allegations of, “Without admitting or denying the findings, Hollifield consented to the sanction and to the entry of findings that he refused to appear […]

The Financial Industry Regulatory Authority (FINRA) contains important investment information concerning securities broker Jeffrey Lewis Eglow (CRD#: 1299960, Boca Raton, Florida). It appears that Eglow worked for securities firms Wells Fargo Advisors (2012 to 2015 as a broker and financial advisor), SunTrust Investment Services (2015 to 2017 as a broker and financial advisor), Newbridge Securities […]

The FINRA arbitration, filed by Soreide Law Group in July of 2022, alleges that Bankoh Investment Services broker Wanistha Bahar offered assurances that Northstar Financial Services (Bermuda) investments was safe, secure and they would be able to get their money out at anytime. Attorney, Lars Soreide, who is representing the Claimant believes that Northstar Global […]

Soreide Law Group shares important information below concerning securities broker Xiangyu Yu Zhang, who is also known as Sean Zhang (CRD#: 5050282, Alhambra, California). Namely, Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that Zhang has 14 disclosures, and 10 of them concern investment disputes relating to suitability. In addition, FINRA sanctioned Zhang twice, including barring […]

Broker Barry Garapedian (Morgan Stanley) Faces Investor Disputes The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Barry Lee Garapedian (CRD#: 1039257, Westlake Village, California). It appears that the disclosures involving Garapedian mainly concern his employment at Morgan Stanley. He worked at the firm’s CA offices from 2009 to 2021. […]

Investors File Disputes Concerning Securities Broker Debra Bourne (First Standard Financial, National Securities Corp) Soreide Law Group comes to you with an update concerning securities broker Debra Collura Bourne aka Debra Ann Bourne (CRD#: 1352344, Red Bank, New Jersey). Evidently, Bourne worked for Oppenheimer Co. Inc. (2008 to 2014), National Securities Corporation (2014 to 2016), […]

Wintrust Client Brings Investment Dispute About Broker Cataldo Panici Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Cataldo Panici “Carlo Panici” (CRD#: 2112617, Frankfort, Illinois). Evidently, Panici worked as a securities broker or financial advisor for Banc of America Investment Services. He then joined Wintrust Investments in 2009. For more information on […]

Investor Disputes Reported On BrokerCheck Record Of Michael Valdini (Worden Capital, J.D. Nicholas) Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Michael Anthony Valdini (CRD#: 5599281, Mineola, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Valdini worked […]