MSI, Citigroup Broker Brenda Labar Seemingly Breached Fiduciary Duty Soreide Law Group is reviewing possible claims of sales practice violations against securities broker and financial advisor Brenda Louise Labar (CRD#: 4517754, Ontario, California). Apparently, Labar worked for Citigroup and MSI Financial Services before joining Pruco Securities and Prudential Financial Planning Services in July of this […]

Soreide Law Group (888-760-6552) has been contacted by investors who have suffered devastating losses after their broker/dealers recommended purchasing stock in the oil and gas company, Oasis Petroleum Inc. (OAS). According to an article in MarketWatch, Oasis Petroleum Inc. shares OAS, -35.69% slid 26% in premarket trade Wednesday, September 30, 2020, after the company said […]

Uhlmann Broker John Hoidas Apparently Sold Unsuitable Alternative Investments Investor Alert! FINRA BrokerCheck reports serious problems regarding a securities broker and financial advisor by the name of John James Hoidas (CRD#: 1937971, Chicago, Illinois). Evidently, Hoidas worked for Uhlmann Price Securities and Uhlmann Investment Management from 2013 to 2020. In July 2020, he joined Chicago […]

Did Broker Rusty Tweed Cause You To Incur Losses? Soreide Law Group provides you this recent update in regard to securities broker Robert “Rusty” Tweed (CRD#: 2339324, San Marino, California). Namely, Securities and Exchange Commission (“SEC”) and Financial industry Regulatory Authority (“FINRA”) both barred the securities broker, who worked for Concorde Investment Services from 2011 […]

Broker Tom Sharp Allegedly Sells Bad REITs Investor Alert! Soreide Law Group provides you this update with respect to securities broker Thomas “Tom” David Sharp (CRD#: 1623353, Gold River, California). Apparently, some of Sharp’s investors filed complaints or lawsuits about him indicating that he caused their losses. FINRA BrokerCheck shows that these complaints suggest that […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: FORTA FINANCIAL GROUP, INC. (Respondent) The Claimant maintained accounts with FORTA FINANCIAL GROUP and brings this lawsuit to recover alleged losses caused by the Respondent and its registered representative, Gregory Williams. Gregory Williams is not named in this lawsuit. According […]

Broker Eric Roark Supposedly Fails To Follow Instructions The Financial Industry Regulatory Authority (“FINRA”) reports alarming allegations with respect to Eric Travis Roark (CRD#: 4177967, New York, New York). Not only has Ameriprise Financial Services disaffiliated with the securities broker, but two of Roark’s clients also complained about him. These disputes raise questions as to […]

Morgan Stanley Broker Bobby Kolev Makes Unauthorized Trade, Client Indicates Soreide Law Group provides you this investor alert update in regard to securities broker Borislav Valentinov Kolev otherwise known as Bobby Kolev (CRD#: 3024003, Aventura, Florida). Financial Industry Regulatory Authority (“FINRA”) confirms that investors filed disputes about the securities broker. These disputes indicate that Kolev […]

Broker Kevin Fretz Supposedly Sold LPL Clients Bad Investments The Financial Industry Regulatory Authority (“FINRA”) reports alarming details in regard to financial advisor Kevin Charles Fretz (CRD#: 4128808, South Windsor, Connecticut). Notably, there are six investors who have brought complaints or lawsuits which suggest that Fretz caused their losses. Supposedly, Fretz sold unsuitable and misrepresented […]