Breach Of Fiduciary Duty Alleged By Clients Of Barred Broker Greg McKinney Two more investor disputes have surfaced on the FINRA BrokerCheck Report for James Gregory McKinney (CRD#: 2100850, Tulsa, Oklahoma). Notably, FINRA barred McKinney as a stockbroker for failing to testify regarding his alleged sales practice violations. Not only that, but clients have filed […]

Centaurus Clients Indicate Broker Ricky Mantei Breached Fiduciary Duty The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Ricky Alan Mantei (CRD#: 1098981, Lexington, South Carolina). Specifically, the financial advisor, who worked for firms JP Turner & Company, LLC (March 2010 to June 2015) and Centaurus Financial, Inc. (May 2015 […]

Chesapeake Energy Corp Filing Chapter 11 Bankruptcy Soreide Law Group is reviewing possible investor actions alleging unsuitability, misrepresentation and other sales practice violations against securities brokers and financial advisors who recommended investments in Chesapeake Energy Corp. Namely, on June 28, 2020, Chesapeake Energy Corp, who is known as a large shale-gas company, filed for Chapter […]

Brokers, Advisors Could Have Made Bad Recommendations About FS KKR Capital Corp II (NYSE: FSKR) Soreide Law Group is reviewing potential investor claims of unsuitable sales and misrepresentations by financial advisors relating to FS KKR Capital Corp II (NYSE: FSKR). Here's what you need to know. Who Is FS KKR Capital Corp II? Evidently, FS […]

Investors Could Have Sustained Big Losses On Monitronics Bankruptcy Soreide Law Group is reviewing potential investor disputes against financial advisors, securities brokers and firms including National Securities Corp who may have improperly recommended Monitronics Escrow Bond among other Monitronics investments. Evidently, Monitronics International, Inc. emerged from Chapter 11 bankruptcy in 2019, eliminating $900,000,000.00 in debt. […]

Soreide Law Group has been contacted by investors who were former clients of: PETER RAJINDER KOHLI (PETER R KOHLI) CRD#: 1064334. Kohli, of Pottstown Pennsylvania, was formerly with Trustmont Financial Group Inc. and he was also CEO of both DMS Advisors Inc. and DMS Funds.  PETER R KOHLI was barred by the Securities and Exchange […]

Soreide Law Group has been contacted by investors regarding losses due to the recommendation of their brokers to purchase, FS KKR Capital Corp. II (FSKR). Four non-traded business development companies (BCDs), FS Investment Corp II (FSIC II), FS Investment Corp III (FSIC III), FS Investment Corp IV (FSIC IV), and Corporate Capital Trust (CCTII) merged […]

American Portfolios' Gary Forrest Sold Woodbridge Securities, According To FINRA Soreide Law Group is reviewing potential investor disputes regarding alleged sales practice violations by broker Gary Arthur Forrest (CRD#: 1313782, Flint, Michigan). Apparently, two of Forrest’s clients at American Portfolios Financial Services brought claims regarding his sales practices. These disputes suggest that Forrest made deceptive […]

Investors Signal Possible Unsuitable Advice By John Borsellino The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker John Anthony Borsellino (CRD#: 2006663, Stamford, Connecticut). Notably, FINRA issued Borsellino a fine and suspension for his unsuitable recommendations. Not only that, but the securities broker, who worked for Merrill Lynch and Morgan […]