RICKY ALAN MANTEI (RICKY ALAN MANTEL) CRD#: 1098981, according to FINRA’s BrokerCheck, has 10 “Pending” Customer Disputes filed against him in 2020, 17 Customer Disputes from 2019, with 16 “Pending” and one that “Settled.” In 2018, there were 3 Customer Disputes, 2 have “Settled” and one was “Closed-No Action.”  There 5 additional Customer Disputes from […]

American Capital Partners Clients Indicate That Broker Anthony Vultaggio Sold Bad Private Placements Investor Alert! Soreide Law Group is investigating possible claims of sales practice violations against securities broker Anthony Vultaggio Jr. (CRD#: 5292477, East Meadow, New York). Notably, at least two investors disputed the actions of the securities broker, who worked for American Capital […]

Moloney Securities Broker Joseph Weinrich Allegedly Sold Unsuitable Investments Soreide Law Group is reviewing possible investor claims in regard to securities broker Joseph John Weinrich Sr. (CRD#: 461987, Orange, California). Notably, FINRA BrokerCheck shows that at least three investors complained about the broker, who worked for Moloney Securities from 1999 to 2018. Significantly, these disputes […]

Barred Broker Paul Pitsironis Involved In Investor Disputes Investor Alert! Clients of Janney Montgomery Scott and Wells Fargo are filing disputes about financial advisor Apostolos “Paul” Pitsironis (CRD#: 2804907, Melville, New York). In fact, Soreide Law Group reviewed Pitsironis’ BrokerCheck Profile which shows 9 adverse disclosures. Namely, at least 7 investors from Janney Montgomery Scott […]

David A. Noyes' Stu Pearl Allegedly Made Unauthorized Margin Transactions The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Stuart “Stu” Pearl (CRD#: 1500833, Indianapolis, Indiana). Namely, no less than 5 clients came forward with disputes about Pearl’s sales practices. Not only that, but FINRA’s suspension and fine against Pearl […]

DA Davidson Allegedly Recommends Bad Investments Investors are filing disputes against securities broker DA Davidson Co. securities broker Gregory Roy Tucker (CRD#: 501274, Des Moines, Iowa). Notably, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Tucker shows that at least 8 clients disputed his sales practices since 2016. These investors suggest that Tucker provided […]

Broker Sean Kelly Apparently Misused Funds, Defrauding Investors Soreide Law Group is reviewing possible investor lawsuits against securities broker Sean Joseph Kelly (CRD#: 2294170, Marietta, Georgia). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that 6 investors brought disputes about the securities broker, who worked for Capital Financial Services (2012 to 2017) and Center Street […]

RYAN MATTHEW DAVIS (RYAN M DAVIS, RYAN DAVIS) CRD#: 6219294, a broker formerly with Wells Fargo Clearing Services of Mahwah, New Jersey, was suspended by the Financial Industry Regulatory Authority (FINRA) on June 24, 2020, from association with any FINRA member in any capacity for 18 months (from 7/6/2020 to 1/5/2022) and fined $15,000 following […]

Broker Michael Venturino Supposedly Breached Fiduciary Duty, Churned Aegis Customer's Account Soreide Law Group wants to know if you sustained losses by investing with Michael Christopher Venturino (CRD#: 5872439, Garden City, New York). Venturino is a securities broker who joined Spartan Capital Securities in April 2018 and who also worked for Aegis Capital Corp (2014-2017) […]