Broker Jason LaBelle Allegedly Misrepresented Promissory Note Details Soreide Law Group is reviewing possible investor claims against securities broker Jason C. LaBelle (CRD#: 5654529, Pittsfield, Massachusetts). Namely, FINRA issued a suspension and a fine to the former LPL Financial securities broker for his outside business activities. Not only that, but at least four clients filed […]

UBS Clients Take Issue With Matt Buchsbaum's Options Overlay Strategy Recommendation Soreide Law Group is reviewing possible investor claims against broker Matthew Stern Buchsbaum (CRD#: 2220565, New York, New York). According to FINRA BrokerCheck, a number of his clients filed disputes about his sales practices. In fact, clients suggest that Buchsbaum placed them in unsuitable […]

Broker David Hicks Allegedly Sold Unsuitable REITs Investors have come forward with complaints alleging sales practice violations by securities broker David Arthur Hicks (CRD#: 733045, Baltimore, Maryland). Namely, at least three investors indicated that their losses were caused by the securities broker, who worked for H. Beck, Inc. until 2016 when he joined Triad Advisors, […]

Soreide Law Group is investigating claims by investors who have contacted us regarding losses in Lightstone Real Estate Income Trust, Inc., a non-traded real estate investment trust (non-traded REIT).  According to the SEC, on March 25, 2020, the Lightstone’s Board of Directors determined to suspend regular monthly distributions. Also stated on the SEC website, “The […]

Broker Todd Henrich Made Unsuitable, Unauthorized Transactions Clients who held accounts with securities broker Todd Joseph Henrich (CRD#: 5931911, Iselin, New Jersey) disputed his sales practices. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that 3 or more clients filed lawsuits about the sales practices of the securities broker, who worked for National Securities Corporation […]

Were you a client of the broker/investment advisor, JOHN HILLMAN TIMBERLAKE  (JOHN H TIMBERLAKE, JOHN TIMBERLAKE) CRD#: 2109445, and experienced losses due to his recommendations? Contact Soreide Law Group (888-760-6552) regarding recovery of your losses. According to FINRA’s BrokerCheck, JOHN H TIMBERLAKE was with CARTER, TERRY & COMPANY, INC in Atlanta, Georgia, from 07/21/2016 - […]

Clients Indicate Broker John Stapleton Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows troubling information regarding securities broker John Joseph Stapleton (CRD#: 2791194, Garden City, New York). Namely, five investors brought lawsuits regarding the broker, who has been a Spartan Capital Securities broker since 2015. These disputes suggest that Stapleton […]

Title goes here Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows that four or more investors disputed the sales practices of Darren Kubiak (CRD#: 1239086, Alpharetta, Georgia). Namely, clients indicate that the securities broker, who worked for Kalos Capital, Inc. from 2007 to 2019, acted negligently. Supposedly, Kubiak sold clients unsuitable investments and was […]

An arbitration has been filed with the Financial Industry Regulatory Authority (FINRA) against Money Concepts Capital Corp. This claim was filed by an elderly woman who allegedly lost her investment with the Springfield, Illinois location, and broker Dustin Shafer, who was her broker/advisor at the time.  Shafer allegedly recommended to his elderly client that she […]