Salomon Whitney Clients Bring Lawsuits Regarding Broker Shawn Burns' Trading Practices Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shawn Evan Burns [CRD#: 3138114, Farmingdale, New York]. Namely, at least 24 clients have complained about the securities broker, who worked for Salomon Whitney Financial between 2014 and […]

TAMARA RAE STEELE (TAMARA STEELE, TAMMIE STEELE) CRD#: 3227494, was permanently barred on Friday, June 5, 2020, by the Securities and Exchange Commission (SEC).  Steele, the owner of an Indianapolis-based investment advisory firm, Steele Financial Inc., was charged with fraud. According to the press release, the U.S. District Court for the Southern District of Indiana […]

Did Your Advisor Recommend Your Ultra Petroleum Investments? Soreide Law Group wants to know whether your financial advisor caused you to purchase notes or other securities issued by struggling natural gas driller, Ultra Petroleum (OTCQX: UPLC). Namely, for the second time since 2016, the company has filed for Chapter 11 bankruptcy protection. Here’s more: Who […]

Soreide Law Group Looking At Possible Investor Lawsuits Relating To Rex Energy Soreide Law Group is reviewing investor lawsuits against financial advisors and securities brokers who may have been unsuitably sold investments in R.E. Gas Development LLC, also known as Rex Energy Corporation (NYSE: REXX). Notably, in May of 2018, the State College-based company filed […]

Did Your Financial Advisor Recommend Your Investment In PetroQuest? The investment loss attorneys at Soreide Law Group are reviewing possible lawsuits against financial advisors who recommended bonds, notes or other debt securities issued by Louisiana-based energy company, PetroQuest Energy, Inc. (OTC: PQ). Namely, PetroQuest emerged from bankruptcy on February 13, 2019, but this may not […]

Broker Sold You GenOn Energy Bonds, Stock, or Other Risky High Yield Oil and Gas Investments? Soreide Law Group is investigating bond sales (especially in the oil and gas industry) made to clients by stock brokers that were inappropriately risky.  Oil and gas companies have been particularly hard hit lately.  Many Moody’s B rated bonds […]

LEON WILLIAM VACCARELLI CRD#: 3227636, a 44 year-old former Waterbury, Connecticut broker was found guilty in May of 2018, of wire, mail and securities fraud and money laundering charges related to a $1.5 million fraud scheme. The jury found him guilty on all 21-counts. In March of 2020, a federal judge denied an attempt to […]

Did Your Broker Recommend the now bankrupt White Star Petroleum Holdings? White Star Petroleum Holdings bankruptcy victims call 888-760-6552 to start the recovery process now.  Sources show that White Star Petroleum LLC declared bankruptcy recently.  If your stock broker or financial advisor recommended  bonds or stock in this speculative name you may be entitled to […]

Did Your Advisor Unreasonably Sell You Ferrellgas Partners Notes? Soreide Law Group is considering possible investor claims against financial advisors who may have unreasonably advised their clients to purchase bonds, notes or other debt securities issued by Ferrellgas Partners, LP (OTCMKTS: FGPR). Evidently, the company’s operating group, Ferrellgas LP, barely avoided disaster last year when […]