ROBERT NICHOLAS KORZIK (BOB KORZIK, ROBERT N KORZIK) CRD#: 1013350 was suspended by the Financial Industry Regulatory Authority (FINRA) for nine months from association with any FINRA member in all capacities and was fined $8,500. Korzik allegedly invested approximately $550,000 of his clients’ money in his acquaintance’s energy firm without Ameriprise’s approval. This violated FINRA […]

Morgan Stanley Clients Suggest Broker Angel Aquino-Velez Sold Unsuitable Puerto Rico Bonds The investor disputes continue to add up for securities broker Angel Edgardo Aquino-Velez (CRD#: 2687333, Miami, Florida). Namely, FINRA BrokerCheck shows that the securities broker, who worked for Morgan Stanley from 2010 to 2017, seemingly caused losses to 26 or more investors from […]

Merrill Lynch's Heather Weber Allegedly Sold Unsuitable, Misrepresented Investments Soreide Law Group is reviewing possible investor claims against Heather Peterson Weber (CRD#: 2911524, Clearwater, Florida). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that the securities broker, who joined Merrill Lynch in 2006, is involved in 10 investor disputes. Overall, these lawsuits seem to suggest […]

Wedbush Clients Indicate That Financial Advisor Mark Heiden Breached Fiduciary Duty Investors continue to come forward with disputes about securities broker W. “Mark” Heiden (CRD#: 2885156, Newport Beach, California). Namely, the financial advisor, who worked for firms including Wedbush Securities and Morgan Stanley, reports a whopping 18 investor disputes on FINRA BrokerCheck. Evidently, the majority […]

Clients Take Aim At SA Stone Broker Chris Wendel For Unreasonable Investment Transactions The Financial Industry Regulatory Authority (“FINRA”) discloses troubling information in regard to Christopher “Chris” Todd Wendel (CRD#: 1930870, Celina, Ohio). Notably, eight or more investors contested the sales practices of the securities broker, who last associated with SA Stone Wealth Management until […]

Broker Jim Schwartz Allegedly Made Unauthorized, Unsuitable Transactions Causing Losses To Clients Soreide Law Group is reviewing potential investor claims against Joseph Gunnar broker James “Jim” Bradley Schwartz (CRD#: 3043085, New York, New York). Apparently, FINRA BrokerCheck reports that the securities broker, who worked for Joseph Gunnar (2016-2017), First Standard Financial Company (2016) and Aegis […]

Did Your Financial Advisor Recommend Hornbeck Offshore Services (HOS, HOSSQ)? Soreide Law Group is reviewing possible investor lawsuits against financial advisors and securities brokers who may have wrongfully sold investments in Hornbeck Offshore (OTC: HOS, HOSSQ). Notably, on May 19, 2020, the Covington, Louisiana-based company filed for Chapter 11 bankruptcy protection in the United States […]

Did Your Broker Or Advisor Recommend Diamond Offshore Drilling? Soreide Law Group is reviewing investor claims against securities brokers or financial advisors who possibly improperly sold investments in Diamond Offshore Drilling, Inc. (NYSE: DO), an oil company based in Houston, Texas. Namely, on April 27, 2020, the company filed for Chapter 11 bankruptcy protection in […]

Valaris Plc (NYSE: VAL) Losses Because Of Your Securities Broker Or Financial Advisor? Soreide Law Group is reviewing possible investor claims against securities brokers and financial advisors who inappropriately recommended or even misrepresented investments in Valaris Plc (NYSE: VAL). Namely, as of May 22, 2020, VAL was priced at $0.33. Over the last 5 years, […]