Were you a client of the broker/investment advisor, JOHN HILLMAN TIMBERLAKE  (JOHN H TIMBERLAKE, JOHN TIMBERLAKE) CRD#: 2109445, and experienced losses due to his recommendations? Contact Soreide Law Group (888-760-6552) regarding recovery of your losses. According to FINRA’s BrokerCheck, JOHN H TIMBERLAKE was with CARTER, TERRY & COMPANY, INC in Atlanta, Georgia, from 07/21/2016 - […]

Clients Indicate Broker John Stapleton Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows troubling information regarding securities broker John Joseph Stapleton (CRD#: 2791194, Garden City, New York). Namely, five investors brought lawsuits regarding the broker, who has been a Spartan Capital Securities broker since 2015. These disputes suggest that Stapleton […]

Title goes here Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows that four or more investors disputed the sales practices of Darren Kubiak (CRD#: 1239086, Alpharetta, Georgia). Namely, clients indicate that the securities broker, who worked for Kalos Capital, Inc. from 2007 to 2019, acted negligently. Supposedly, Kubiak sold clients unsuitable investments and was […]

An arbitration has been filed with the Financial Industry Regulatory Authority (FINRA) against Money Concepts Capital Corp. This claim was filed by an elderly woman who allegedly lost her investment with the Springfield, Illinois location, and broker Dustin Shafer, who was her broker/advisor at the time.  Shafer allegedly recommended to his elderly client that she […]

Barred Broker Mike Carter Involved In Investors' Misappropriation Disputes Soreide Law Group is reviewing possible investor claims against Michael “Mike” Barry Carter (CRD#: 3232017, McLean, Virginia). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck indicates that four investors brought disputes about the financial advisor, who worked for Morgan Stanley from 2011 to 2019. Notably, these disputes […]

Broker James Kirchner Allegedly Sells Unsuitable Investments Soreide Law Group is reviewing possible investor claims of sales practice violations by broker James R. Kirchner (CRD#: 2852217, Chicago, Illinois). Evidently, seven investors brought claims about the broker, who worked for firms David A. Noyes & Company (2014 to 2018), IFS Securities (2019) and Cabot Lodge Securities […]

JOHN STEPHEN PRONOVOST CRD#: 1990612, a broker currently with CAMBRIDGE INVESTMENT RESEARCH, INC. of Watertown, Connecticut, according to the Financial Industry Regulatory Authority’s (FINRA) BrokerCheck, has 13 Disclosures on his CRD report with FINRA. All of these 13 Disclosures, are Customer Disputes.  The significance of Prononvost’s FINRA Customer Disputes is underscored in FINRA NOTICE to […]

Losses Due To Northstar Financial Services (Bermuda) Ltd.? Soreide Law has filed more than 10 separate Northstar Financial Services claims against Brokerage Firms that sold it for damages over $5 million dollars.   CONTACT US TODAY TO START YOUR CLAIM. IF WE DON’T SPEAK YOUR LANGUAGE WE HAVE ON CALL TRANSLATORS FOR CHINESE, JAPANESE, and […]

Morgan Stanley Customers Dispute Broker David Kraft's Sales Practices Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) discloses troubling updates regarding securities broker David Kraft (CRD#: 2356400, Palm Beach Gardens, Florida). Evidently, at least five investors filed disputes regarding the sales practices of the securities broker, who worked for Morgan Stanley between 2012 and 2019. […]