Investors File Suitability Disputes About Carlos Abella Soreide Law Group is investigating potential investor claims of bad securities sales practices by broker Carlos Abella [CRD#: 3207913, Guaynabo, Puerto Rico]. Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports no less than 23 clients who contested the securities recommendations or sales of the securities broker, who joined […]

Waddell Reed Clients Indicate Broker Donald Logan Caused Their Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Donald Logan [CRD#: 5537486, Silverdale, Washington]. Supposedly, at least 5 clients raised serious concerns about the securities broker, who worked for Waddell Reed between 2015 and 2018. Also, the […]

Merrill Lynch Investors Indicate Broker Juan Barreras Recommended Unsuitable, Misrepresented Investments Investors are voicing complaints and serious concerns in regard to Juan Barreras [CRD#: 1742910, Guaynabo, Puerto Rico]. Supposedly, the securities broker, who began working with Merrill Lynch on June 21, 2010, shows 5 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Supposedly, Merrill […]

Soreide Law Group, based in South Florida, obtained the following information on FINRA’s website from January 2020 Disciplinary Report. MURRY MEIR SHAPERO (Also known as:  MOSHE SHAPERO, MURRAY M SHAPERO) CRD#: 1846138 Miami, Florida, currently registered with MAXIM GROUP, LLC. was issued an AWC in which MURRAY M SHAPERO was suspended from association with any […]

Kovack Investor Suggests Broker Jeffrey Davis Gave Bad Advice Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming allegations of improprieties by securities broker Jeffrey Davis [CRD#: 2501354, Bristol, Connecticut]. Notably, no less than 10 clients contested the securities recommendations or sales of the securities broker, who joined Kovack Securities on November 1, 2013. […]

Cetera Investors File Disputes About Broker John Massa Investors are alleging investment losses because of Cetera Investment Services securities broker John Massa [CRD#: 2120585, Staten Island, New York]. Supposedly, the securities broker, who joined Cetera on September 8, 2010, shows 5 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Cetera clients indicate that […]

SEC Bars Raymond James's Joel Burstein Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Joel Burstein [CRD#: 3257591, Coral Gables, Florida]. Not only has the Securities and Exchange Commission (“SEC”) barred Burstein for allegedly helping to misappropriate client funds, but at least 7 clients took issue with […]

Soreide Law Group obtained the following information on FINRA’s website from the January 2020 Disciplinary Actions on the following broker:  FREDRICK MARTIN RANDHAHN (FRED RANDHAHN) CRD#: 1338801   On November 14, 2019, an AWC was issued in which FREDRICK MARTIN RANDHAHN was assessed a deferred fine of $5,000, suspended from association with any FINRA member […]

Santander Clients Take Issue With Eric Stubbe's Investment Recommendations Soreide Law Group is investigating potential investor claims of bad securities business practices by securities broker Eric Stubbe [CRD #: 1499212, Dorchester, Massachusetts]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that no less than 19 clients contested the securities recommendations or sales of the securities […]