IAA Broker Carleton Boothe Possibly Breached A Fiduciary Duty To Investors Evidently, investors are coming forward with disputes concerning securities broker Michael “Carleton” Boothe [CRD#: 2160227, Fort Lauderdale, Florida]. Apparently, the securities broker, who associated with International Assets Advisory from 2014 to 2018, reports 2 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, […]

Broker Margareta Childs Barred For Failing To Comply With FINRA Request Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows troubling information in regard to Financial West Group and Western International Securities broker Margareta Childs [CRD#: 1495891, Irvine, California]. Not only has FINRA barred the securities broker for being elusive, but at least 2 clients […]

Soreide Law Group, a Florida-based law firm, obtained the information on the following Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions,” from January of 2020. Cody Hawkins-Fitzgerald (Also known as, CODY DOYLE HAWKINS, CODY DOYLE HAWKINS-FITZGERALD) CRD# 2506434 On November 12, 2019, FINRA issued an AWC in which Cody Hawkins-Fitzgerald was assessed […]

Investors Allege Losses Due To Shapour Ejlal's Unauthorized Transactions Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shapour Ejlal [CRD#: 1247346, New York, New York]. Supposedly, at least 3 clients raised serious concerns about the securities broker, who worked for Aegis Capital Corp. between August 14, 2014 […]

Zachary Feinsilver Allegedly Sold Bad Investments Evidently, investors are voicing complaints and serious concerns in regard to securities broker Zachary Feinsilver [CRD#: 5023830, North Miami Beach, Florida]. Supposedly, the securities broker, who joined FMSbonds on December 8, 2005, shows 5 investor disputes on FINRA BrokerCheck. Notably, FMSbonds clients indicate that Feinsilver recommended unsuitable and misrepresented […]

Soreide Law Group, based in South Florida, obtained the following information on the former Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions” from January of 2020. ROBERT FREDERICK GENITO (CRD# 4760338) was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm on November 22, 2019. According […]

UBS Broker Teresa Bravo Allegedly Recommends Bad Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of sales practice violations by UBS Financial Services Inc. broker Teresa Bravo [CRD#: 1575928, San Juan, Puerto Rico]. Apparently, at least 27 clients disputed the sales practices of the securities broker. Altogether, these disclosures indicate that […]

Ausdal and Madison Avenue Clients Take Aim At Broker David Geake Soreide Law Group is investigating potential investor claims of bad business practices by securities broker David Geake [CRD#: 3088891, Northbrook, Illinois]. Notably, Financial Industry Regulatory Authority (FINRA) BrokerCheck reports that no less than 6 clients contested the securities recommendations or sales of the securities […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information on FINRA’s website under, “Discipline and Other FINRA Actions” January 2020: CLARK MORRIS NOBIL (CRD#: 348552) Miami Beach, Florida, was barred from association with any FINRA member in all capacities on November 19, 2019. Without admitting or denying FINRA’s findings, CLARK MORRIS NOBIL […]