SONYA D CAMARCO (Also known as: SONIA D FATCHETT, SONYA D FATCHETT, SONYA D FATCHETT-CAMARCO) CRD#: 2427529), a 45 year-old financial advisor from Colorado Springs, Colorado, was indicted September 21, 2017 by a Colorado grand jury, faces six counts of securities fraud and seven counts of theft. SONYA D CAMARCO was with LPL Financial Holdings […]

Soreide Law Group obtained the following information, available to the public on FINRA’s website, from the October 2017 Disciplinary Reports: SHELLEY STEUER FREEMAN (Also known as: SHELLEY STENER FREEMAN,SHELLEY STEVER FREEMAN) CRD#: 1262649, Fort Lauderdale, Florida) was barred by FINRA for allegedly failing to provide FINRA with requested documents and information. (FINRA Case #2017053680101) FINRA […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: OPPENHEIMER & CO., INC (Respondents) The Claimants, a retired, married couple from Texas, were clients of OPPENHEIMER’s registered representative, David Krumrey, CRD# 4121845, for approximately 4 years. The representative has not been named in the law suit.  The main funding source […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information, available to the public on FINRA’s website, from FINRA’s October 2017 Disciplinary Report regarding the following broker employed in Pompano Beach, Florida: James Vincent Marino (CRD #6192459, Davie, Florida) James Marino was barred from association with any FINRA member in all capacities by […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against:  RAYMOND JAMES FINANCIAL SERVICES, INC.   The Claimants, a retired, married couple from New Jersey, relied on Kenneth Joseph Fitzpatrick CRD# 1850858, who was an employee and registered representative of RAYMOND JAMES, to manage their money through retirement. The Claimants […]

Soreide Law Group has been contacted by a former client of: CHARLES HENRY FRIEDA CRD#: 5502319 This particular client was complaining of:  excessive and frequent options trading generating large commissions, and high risk oil and gas investments. According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, Charles Frieda has an unbelievable […]

JAMES PAUL KOLF CRD#: 1015682, a former broker from Wisconsin, has been barred by FINRA from acting as a broker or otherwise associating with firms that sell securities to the public.  Kolf had 34 years of experience in the securities industry and had been listed with 5 firms. The 64 year-old broker from Sauk City, […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: SUMMIT BROKERAGE SERVICES, INC., and their registered representative, JOEL EARL ARCHER  The Claimant, a retired woman from California, had received a cold call from SUMMIT BROKERAGE SERVICES’ broker, JOEL ARCHER in January 2012, and opened two accounts, an IRA and […]

Did you purchase Memorial Production Partners through a Broker Like Raymond James? According to the streetinsider.com Raymond James downgraded Memorial Production Partners (symbol: “MEMP”) from Market Perform to Underperform when the stock had already fallen to $1.59. Memorial Production Partners traded as high as $21 in late 2014. Many brokers at Raymond James and other […]