Latest Securities Lawyer News

Soreide Law Group has been contacted by investors who made purchased private placements with, ENRIQUE LOPEZ (RICK LOPEZ) CRD#: 2209385, of McAllen, Texas. These clients purchased private REITs, which included, Northstar Healthcare, FS Energy, and other private placements. Private placements are securities sold to a select group of investors in an effort to raise capital, […]

On March 22, 2019, EDWARD EARL MATTHES (ED MATTHES) CRD#: 2788055, a former independent contractor for Mutual of Omaha in Oconomowoc, Wisconsin, was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm. Additionally, ED MATTHES has been permanently barred, according to a cease and desist order, from The Wisconsin […]

EDWARD MATTHES Cause You Investment Losses? Soreide Law Group is evaluating possible claims of misappropriation and other sales practice violations against Edward Matthes (CRD#: 2788055, Oconomowoc, Wisconsin). Namely, Matthes reports a shocking fifteen client disputes on FINRA BrokerCheck. Apparently, clients allegations suggest  Matthes misappropriated their investment funds and falsified account statements. Here is a summary […]

GABRIEL BLOCK (GABE BLOCK) CRD#: 2103543 was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm for failing to respond to FINRA request for information. According to FINRA, in accordance with FINRA's Notice of Suspension and Suspension from Association letters dated February 12, 2019, and March 8, 2019, respectively, […]

TIMOTHY PROUTY Cause You Investment Losses? Soreide Law Group is evaluating possible claims of suitability, misrepresentation and other sales practice violations against Morgan Stanley Smith Barney securities broker, Timothy Prouty (CRD#: 4928098, Albuquerque, New Mexico). The Financial Industry Regulatory Authority (“FINRA”) shows on Prouty’s FINRA BrokerCheck Report that an investor successfully sued Morgan Stanley over […]

Soreide Law Group has been contacted by investors, due to alleged losses in non-traded REITs recommended by broker Chris Wright, with CENTER STREET SECURITIES, INC. of Prescott, Arizona,  CHRISTOPHER WARREN WRIGHT (CHRIS WRIGHT) CRD#: 4134973.   Allegedly, Chris Wright has been contacting several investors to make purchases in Northstar REITs.  Customers of Wright who have […]

Soreide Law Group Investigating GLOBAL NET LEASE (GNL) Investors are growing more concerned about the viability of Global Net Lease (NYSE: GNL). Apparently, GNL, which is a Triple Net Lease real estate investment trust, may not be able to continue paying its present $2.13 dividend given its substantial capital expenditures associated with a large office […]

ATTENTION INVESTORS: Losses From JAMES LUNSFORD? James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic Capital Corporation securities broker. Notably, Lunsford, who worked for Mid Atlantic Capital Corporation from May 3, 2004 to December 4, 2015, discloses six client disputes on FINRA James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic […]

Soreide Law Group Investigating GARY HAMMOND of Charlotte North Carolina Soreide Law Group is evaluating possible claims of sales practice violations against MetLife securities broker Gary Hammond (CRD#: 2660432, Charlotte, North Carolina). Notably, the Financial Industry Regulatory Authority (“FINRA”) shows that at least nine investors complained about Hammond. Eight complaints come after MML Investors Services […]