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June 23, 2016
Did Your Broker Recommend Pengrowth Energy Corporation (PGH)?

Soreide Law Group is investigating claims by investors whose brokers recommended they invest heavily in Pengrowth Energy Corporation (PGH) and have lost a major portion of their investment, some up to 95%. Pengrowth Energy Corp’s 52 week range: 0.45 - 2.53 Pengrowth Energy Corporation engages in the acquisition, exploration, development, and production of oil and […]

June 22, 2016
Did Your Broker Recommend LMSC and/or HEWA?

Recently, investors have contacted Soreide Law Group regarding possible claims to recover losses from concentrated recommendations in illiquid and speculative investments such as HealthWarehouse.com, and Live Microsystems, Inc., allegedly recommended by UBS and its former registered representative, RALPH B. MARRA (CRD# 2128560). According to company information from Bloomberg, Live Microsystems, Inc. (LMSC) does not have […]

June 6, 2016
Did You Invest In the Oil and Gas Stock, Sanchez Production Partners LP (SPP)?

Soreide Law Group, is filing cases on behalf of those clients whose brokers recommended purchasing stock in Sanchez Production Partners LP (NYSE: SPP). Many of these investors were clients of Merrill Lynch at the time of the stock purchase, and on the recommendation of their Merrill Lynch brokers, invested heavily in this oil and gas […]

June 6, 2016
Did Your Broker Recommend Emerge Energy Services LP (EMES)?

Soreide Law Group has been contacted by several investors who were recommended, by their brokers, to heavily invest in Emerge Energy Services LP (EMES).  Oil and gas stocks are extremely volatile and highly risky. With the plummeting prices of crude, many of these investors have experienced devastating losses. Emerge Energy Services LP (EMES) 52 week […]

June 3, 2016
Laidlaw & Co Broker, JOSEPH M. FEDORKO JR, Named in Several FINRA Customer Disputes

Soreide Law Group has handled prior actions against: JOSEPH M. FEDORKO JR (CRD# 2007317), a broker currently registered with Laidlaw & Company of Stamford, Connecticut, since 6/2009. JOSEPH M. FEDORKO JR is listed on FINRA’s BrokerCheck as having 16 customer disputes in his 26 years in the securities industry. According to the FINRA records, of the 16 […]

June 1, 2016
Soreide Law Group Files Lawsuit in Oil and Gas Investment Losses

The Florida-based Soreide Law Group recently filed a FINRA arbitration on behalf of their clients against JANNEY MONTGOMERY SCOTT, LLC, (“JANNEY”) in Stuart, Florida, and DOUGLAS R. MOLINE (CRD# 4911158). The Claimants, who are both retirees in their seventies, had the primary goal of preserving their capital and living off the income generated from the […]

May 31, 2016
FINRA Awards Two Clients of Former Legend Securities Broker, Richard Gomez, Approximately $100,000 Each in Ponzi Scheme, Praetorian Fund

The former chief immigration officer of Bermuda and a mailman from Arlington, Texas were recently awarded close to $100,000 each by the Financial Industry Regulatory Authority (FINRA) after allegedly being defrauded by a Ponzi scheme, Praetorian Fund. The arbitration award claimed they had were targeted by RICHARD GOMEZ (CRD# 4727721), while he was employed by Legend […]

May 29, 2016
Did Your Merrill Lynch Broker Recommend the Purchase of Strategic Return Notes?

Soreide Law Group has launched an investigation on behalf of clients wishing to file claims against Merrill Lynch, Pierce, Fenner & Smith regarding the sale of the Bank of America Strategic Return Notes.  Dozens of investors have already filed law suits. The Strategic Return Notes are unsecured debt securities.  These securities are linked to the […]

May 25, 2016
Halen Capital Management Inc of Clearwater Florida Censured and Fined $100,000 by FINRA

The Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, May 2016.” Halen Capital Management, Inc. (CRD #135966, Clearwater, Florida) was censured; fined $100,000; shall, within 45 days of the acceptance of the AWC, provide a written notice to each affected investor that he/she has the right […]

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