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April 18, 2016
Did Your Wells Fargo Broker Recommend the Now Bankrupt, Cubic Energy Inc.?

Soreide Law Group in interested in speaking with investors who were recommended purchasing stock in the now bankrupt oil and gas company, Cubic Energy Inc., by their brokers or financial advisors, particularly those with Wells Fargo. Due to the fact that Cubic Energy Inc. was highly indebted to Wells Fargo, it has been alleged that […]

April 15, 2016
Black Elk Energy Offshore Operations Files a Chapter 11 Plan of Liquidation

Soreide Law Group recently has filed lawsuits on behalf of our clients against brokers/financial advisors for recommending the purchase of Black Elk Energy Offshore Operations, LLC. On April 12th., 2016, Black Elk Energy Offshore Operations filed with the U.S. Bankruptcy Court a Chapter 11 Plan of Liquidation and related Disclosure Statement. The Disclosure Statement reads […]

April 15, 2016
ENERGY XXI FILES FOR BANKRUPTCY

Soreide Law Group has filed several lawsuits on behalf of our clients against broker/dealers for recommending Energy XXI.  On April 14, 2016, Energy XXI filed for bankruptcy protection, which makes it one of the largest casualties of the oil and gas industry to date. Energy XXI Ltd. is a U.S. oil and gas producer which […]

April 13, 2016
FINRA's Senior Investor Hotline For Securities

The Financial Industry Regulatory Authority (FINRA) began a Securities Helpline for Seniors one year ago, and since then more than $1.25 million in reimbursements have gone back to the clients because the regulator raised the issues to the firms, according to Susan Axelrod, FINRA’s executive vice president of regulatory operations. “I have to commend firms that […]

April 11, 2016
Linn Co, LLC (LNCO) Losses?

Soreide Law Group continues to file several cases regarding the collapse of the oil and gas industry and the devastating losses our clients have endured.  We have filed many cases for our clients involving Linn Co, (LNCO). These clients have lost, at an alarming rate, nearly their entire life savings due to this plummeting energy […]

April 11, 2016
Did Your Broker Recommend Investing In Azure Midstream Partners (AZUR)?

Soreide Law Group is currently handling cases involving clients who purchased Azure Midstream Partners (AZUR) and have experienced devastating losses. 52wk Range: 1.06 - 23.29 Azure Midstream Partners (AZUR) announced financial and operating results for the three months ending December 31, 2015.  Azure had a net loss of ($1.8) million for the quarter. The President and CEO, […]

April 6, 2016
JAMES W. ANDERSON, Oklahoma Broker, Fined and Suspended for Supervisory Failures

The Soreide Law Group, (888) 760-6552, recently obtained the following information from FINRA's website under “Disciplinary and Other FINRA Actions, March 2016.” JAMES W. ANDERSON (CRD #1060765, Anthem, Arizona) Alternate Names: JIM ANDERSON was assessed a deferred fine of $15,000 and suspended by FINRA for 15 months for allegedly failing to appropriately supervise the sales […]

April 4, 2016
Former Questar Capital North Dakota Broker, Kevin D. Wanner, Barred by FINRA Over Allegations of Misappropriation

Soreide Law Group (888-760-6552) represents clients nationwide before FINRA.  The following information was found on FINRA's website in the March 2016 Disciplinary Report. Kevin D. Wanner (CRD #1402627, Bismarck, North Dakota) was barred by FINRA for allegedly failing to provide FINRA with documents and information and failing to appear for testimony after FINRA began an […]

April 1, 2016
James P. Hilty Jr., Former Ocala, Florida Broker, Fined and Suspended by FINRA for Discretionary Trading Without Permission

The Florida law firm, Soreide Law Group (888-760-6552) obtained the following information on FINRA's website listed under, "Disciplinary and Other FINRA Actions March 2016." James P. Hilty Jr. (CRD #5400513, Ocala, Florida) was assessed a deferred fine of $5,000 and suspended by FINRA for 45 days for allegedly effecting discretionary transactions in the securities accounts […]

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