Soreide Law Group filed a FINRA arbitration on behalf of our client, against broker George Merhoff, Jr., and the firm Cetera Advisors LLC, of Denver Colorado. We are currently investigating George Merhoff and his sales practices to his clients of allegedly selling oil and gas investments in large concentrations. In this recently filed arbitration, the […]

Soreide Law Group (888-760-6552) currently has three pending FINRA arbitrations against the firm of Meyers Associates, LP. In other actions, on February 19, 2016, the Financial Industry Regulatory Authority (FINRA) announced that it barred broker George Johnson from the securities industry for allegedly engaging in a manipulative trading scheme to artificially inflate the market price […]

The Florida-based Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions February 2016.”                                     Soreide Law Group is investigating claims against Summit for selling NVAX (Novavax) also Summit Brokerage Services, Inc. (CRD #34643, Boca Raton, Florida) was censured, fined $250,000 and ordered to pay $9,556.84, plus interest, in […]

GOPI K. VUNGARALA (CRD# 4856193) (aka GOPI KRISHAN VUNGARALA) of Midland, Michigan, was charged by FINRA for allegedly lying to a Native American tribe from June, 2011 to January, 2015, about charging $11 million in commissions when he sold the tribe $190 million of non-traded real estate investment trusts and business developments companies. According to […]

Did your broker recommend Chesapeake Energy Corporation (CHK)? If so, contact Soreide Law Group and speak to a lawyer regarding the possibility of recovering your losses from this energy stock at: 888-760-6552. Many investors have experienced devastating losses. Chesapeake Energy Corporation (CHK) 52 week range: 1.50 - 20.65 Chesapeake Energy (CHK) stock was on an […]

Soreide Law Group is currently investigating former registered representative ANNA KHAI (CRD# 4823670) Alternate Name: ANNA KHATCHATRIAN, formerly of Morgan Stanley Smith Barney, LLC, of Pasadena, CA. FINRA has permanently barred this individual from acting as a broker or otherwise associating with firms that sell securities to the public. A Financial Industry Regulatory Authority (FINRA) arbitration […]

Soreide Law Group is currently representing several clients whose brokers recommended the purchase of: Energy Transfer Equity, L.P. (ETE) ETE’s 52 week range is 4.00 - 35.44. ETE is among the top losers in energy stocks. Energy Transfer Equity LP (ETE), is off by 37%, and reached a 52-week low, based on a SEC filing […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client against T.R. WINSTON & COMPANY (“T.R. WINSTON”) and their registered representative, JAMES F. BRENNAN (CRD# 821647). The Claimant, is a divorced mother of two in her late 50s from San Marino, California, who relied on T.R. WINSTON broker, JAMES F. BRENNAN for […]

Soreide Law Group is currently investigating the following Vertical Funds and exploring the possibility of bringing a FINRA arbitration action against the stock brokers for investors who have experienced losses with the following funds: Vertical Recovery Management, LLC Vertical Mortgage Fund I, LLC Vertical US Recovery Fund, LLC Vertical U.S. Recovery Fund II, LLC . […]