Soreide Law Group is currently investigating the following structured securities products: Credit Suisse X-Links Cushing MLP Infrastructure ETN (MLPN) Credit Suisse Velocity Shares 3X Long Crude ETN (UWTI) Credit Suisse Velocity Shares 3X Natural Gas ETN (VGAZ) The Credit Suisse X-Links and Velocity Shares ETNs are very complex and risky for the conservative investor. These […]

Soreide Law Group has filed a FINRA arbitration against K.C. WARD FINANCIAL (K.C. WARD) on behalf of our client from Massachusetts. The Claimant is looking to retire within the next five years and was looking for a conservative growth portfolio. The law suit alleges that shortly after opening an account with K.C. WARD his money […]

Soreide Law Group recently filed a FINRA arbitration on behalf of their clients, a retired couple in their 70s, against Wells Fargo Advisors, LLC (WELLS FARGO). The Claimants reside in Mesa, Arizona. At the time of their retirement they transferred their entire portfolio to broker, William Berg. All of the Claimants investable assets are with […]

Soreide Law Group has filed a FINA arbitration for their clients against RAYMOND JAMES & ASSOCIATES, INC., and broker, LOREN LUCAS (CRD# 1203511). The Claimants are a retired couple who live in St. Augustine, Florida, and have been married for 43 years. The Claimants maintained their invests at RAYMOND JAMES under the management of their […]

Soreide Law Group has filed a FINA arbitration for their client against: LAIDLAW & COMPANY (UK) LTD. The Claimant, from Sammamish, Washington, received a cold call in April, 2015, from a broker who had just begun working with LAIDLAW & Company after leaving the now defunct Rockwell Global Capital. The lawsuit alleges that shortly after the […]

The Florida-based Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Disciplinary and Other Actions January 2016.” Daniel George Kasbar (CRD #5869994, Cooper City, Florida) was barred by FINRA for allegedly failing to provide FINRA with requested documents and information during their investigation into allegations that Kasbar engaged in an outside business […]

Soreide Law Group (888-760-6552) has been contacted by investors due to significant losses in: SandRidge Energy Inc. (SDOC). This stock may have been recommended to investors by their broker/dealers or financial advisors as something that would be safe in their low-risk, retirement-oriented portfolios. Yet this high risk energy-related stock has experienced devastating losses. SDOC 52 […]

Several investors have contacted Soreide Law Group due to devastating losses in the energy-related fund, Spirit of America Energy Fund (SOAEX). This fund was recommended to investors by their broker/dealers or financial advisors, many of whom had specifically stated to their brokers that they wanted to be placed in conservative investments with a solid retirement […]

Florida-based Soreide Law Group, (888) 760-6552, recently obtained the following information from FINRA's website under “Disciplinary and Other FINRA Actions, January, 2016.” J.P. Turner & Company, L.L.C. (CRD #43177, Atlanta, Georgia) was censured, fined $140,000 and ordered to pay $76,743.68, plus interest, in restitution to their clients for allegedly buying and/or selling municipal securities for […]