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March 1, 2016
Did Your Broker Recommend BreitBurn Energy Partners (BBEP)?

Soreide Law Group is investigating claims relating to BreitBurn Energy Partners (NASDAQ: BBEP) purchased through Merrill Lynch stock brokers. Upon information and belief, Bank of America was one of the largest debt holders in BreitBurn, and Merrill Lynch, which is owned by Bank of America, maintained a buy rating on this position as it dropped […]

February 29, 2016
Did Your Broker Recommend UDF Non-Traded REIT?

Soreide Law Group is launching an investigation on behalf of investors who were recommended the stock, UDF real estate investment trusts (REITs), by their brokers and financial advisors and experienced devastating losses. United Development Funding IV (UDF) Non-Traded REIT was financed through an offering distributed through RCS Capital Corp, a division of Realty Capital Securities, […]

February 26, 2016
Soreide Law Files Case against Cetera Advisors, George Merhoff, Jr.

Soreide Law Group filed a FINRA arbitration on behalf of our client, against broker George Merhoff, Jr., and the firm Cetera Advisors LLC, of Denver Colorado. We are currently investigating George Merhoff and his sales practices to his clients of allegedly selling oil and gas investments in large concentrations. In this recently filed arbitration, the […]

February 23, 2016
Soreide Law Group Files Three FINRA Arbitrations for Clients Against Meyers Associates L.P.

Soreide Law Group (888-760-6552) currently has three pending FINRA arbitrations against the firm of Meyers Associates, LP. In other actions, on February 19, 2016, the Financial Industry Regulatory Authority (FINRA) announced that it barred broker George Johnson from the securities industry for allegedly engaging in a manipulative trading scheme to artificially inflate the market price […]

February 19, 2016
Summit Brokerage Services of Boca Raton Fined by FINRA and NVAX Losses

The Florida-based Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions February 2016.”                                     Soreide Law Group is investigating claims against Summit for selling NVAX (Novavax) also Summit Brokerage Services, Inc. (CRD #34643, Boca Raton, Florida) was censured, fined $250,000 and ordered to pay $9,556.84, plus interest, in […]

February 18, 2016
Gopi K. Vungarala of Purshe Kaplan Sterling Investments Charged With Allegedly Lying About Charging $11 Million in Commissions in REIT and BDC Sales

GOPI K. VUNGARALA (CRD# 4856193) (aka GOPI KRISHAN VUNGARALA) of Midland, Michigan, was charged by FINRA for allegedly lying to a Native American tribe from June, 2011 to January, 2015, about charging $11 million in commissions when he sold the tribe $190 million of non-traded real estate investment trusts and business developments companies. According to […]

February 18, 2016
Did Your Broker Recommend Chesapeake Energy (CHK)?

Did your broker recommend Chesapeake Energy Corporation (CHK)? If so, contact Soreide Law Group and speak to a lawyer regarding the possibility of recovering your losses from this energy stock at: 888-760-6552. Many investors have experienced devastating losses. Chesapeake Energy Corporation (CHK) 52 week range: 1.50 - 20.65 Chesapeake Energy (CHK) stock was on an […]

February 17, 2016
Morgan Stanley Smith Barney Ordered to Pay Clients $825,000 by FINRA

Soreide Law Group is currently investigating former registered representative ANNA KHAI (CRD# 4823670) Alternate Name: ANNA KHATCHATRIAN, formerly of Morgan Stanley Smith Barney, LLC, of Pasadena, CA. FINRA has permanently barred this individual from acting as a broker or otherwise associating with firms that sell securities to the public. A Financial Industry Regulatory Authority (FINRA) arbitration […]

February 9, 2016
Did You Invest In Energy Transfer Equity, L.P. (ETE)?

Soreide Law Group is currently representing several clients whose brokers recommended the purchase of: Energy Transfer Equity, L.P. (ETE) ETE’s 52 week range is 4.00 - 35.44. ETE is among the top losers in energy stocks. Energy Transfer Equity LP (ETE), is off by 37%, and reached a 52-week low, based on a SEC filing […]

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