Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to iMedia Brands Inc. (NASDAQ: IMBI). iMedia Brands was a publicly traded media-commerce company best known for operating ShopHQ and related television and online retail platforms. In recent years, adverse financial and regulatory information emerged about […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Trinity Ivy Flats Investors LLC. This investment involved a private real estate offering that was marketed to investors seeking income or diversification but may have carried risks that were not fully understood at the time […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with certain alternative investment products. One such investment is Trinity Almand Creek Investors LLC, a private real estate offering that was marketed to investors through financial professionals. There is adverse information concerning this investment that […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors relating to Atlas Funds private placement offerings. These Atlas Funds offerings were marketed as a way for investors to obtain indirect exposure to specific pre-IPO companies through a layered fund structure. FINRA’s Department of Enforcement filed a […]

Investors apparently complained about securities broker Samuel Bruce Phillips Jr. [CRD: 2239471, McDonough, Georgia], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Phillips worked for Cape Securities Inc. beginning July 7, 2016, and has also been registered with Cape Investment Advisory Inc. since July 7, 2016, and American Global Wealth Management […]

Investors have reportedly disputed the sales practices of securities broker Derek Robert Taylor [CRD: 5214675, Ashland, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Derek Taylor worked for The Huntington Investment Company beginning March 29, 2010, and later registered as a financial advisor with Huntington Financial Advisors starting July 3, 2013. Investors […]

Investors potentially incurred losses because of securities broker Davin J. Carey [CRD: 5413012, Oxnard, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carey worked for Avantax Investment Services Inc. from December 17, 2007, to September 5, 2025, and Avantax Advisory Services from August 22, 2008, to September 5, 2025, before […]

ANDREW THOMAS ROBERSON (ANDREW T ROBERSON, ANDY ROBERSON) is currently registered both as a broker and as an investment advisor with EMERSON EQUITY LLC of San Mateo, California since August of 2025. He was previously listed with PARK AVENUE SECURITIES LLC of San Ramon, California, also as a broker and as an investment advisor, from […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Lightstone Value Plus REIT V. Lightstone Value Plus REIT V is a publicly registered, non-traded real estate investment trust that was marketed to retail investors, often as an income-oriented alternative investment. Recent disclosures regarding liquidity […]