Anthony Pucci Connected To Aegis Capital Corp. Investor Dispute About Breach Of Contract

Investors apparently complained about securities broker Anthony John Robert Pucci (also known as Tony Pucci) [CRD: 6120523, Houston, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pucci has been registered with Craft Capital Management LLC since August 5, 2018. Keep reading to find out more about Pucci’s disclosures.

Aegis Capital Corp. Investor Accused Tony Pucci Of Misrepresentation, Breach Of Fiduciary Duty

Notably, on September 10, 2025, an Aegis Capital Corp. client filed FINRA Arbitration No. 25-01901 about Anthony Pucci. Mainly, the client alleged that Pucci made omissions, breached his fiduciary duty, made unsuitable recommendations, breached a contract, made misrepresentations, and violated FINRA rules. For this reason, the client allegedly incurred damages related to private placements. Consequently, the client requested compensation from Aegis Capital Corp. or Pucci. BrokerCheck shows that this arbitration is ongoing.

Anthony Pucci Disclosed Unsuitable Advice Allegations By Aegis Capital Client

Specifically, a client of Aegis Capital Corp. disputed Anthony Pucci’s sales practices by filing FINRA Arbitration No. 20-00036. Allegedly, Pucci breached his fiduciary duty, breached a contract, and made unsuitable recommendations. It appears that Pucci allegedly caused the client to sustain damages. As a result, Aegis Capital Corp. agreed to settle the matter on February 4, 2022, by compensating the client in the amount of $18,755.69.

Aegis Capital Corp. Investor Accused Tony Pucci Of Negligence

Particularly, an Aegis Capital Corp. client filed FINRA Arbitration No. 19-02250 about Anthony Pucci. Primarily, the client alleged that Pucci breached his fiduciary duty, was negligent, breached a contract, and made unsuitable recommendations. Because of this, the client allegedly sustained damages associated with stocks. Therefore, on November 27, 2019, Aegis Capital Corp. settled this matter by paying the client $13,500 in damages.

Have You Made Investments Through Financial Advisor / Securities Broker Anthony Pucci?

Do you need clarification on any investment losses relating to Anthony Pucci? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys represent investors on a contingency fee basis and advance all costs. Pucci and the brokerage firms Pucci worked for deny allegations of sales practice violations.