Investors File Disputes About Seth Stewart

Soreide Law Group is investigating possible investor claims against securities broker Seth Barnes Stewart [CRD #: 5467292, Jeffersonville, IN]. Stewart worked for (1) Center Street Securities Inc. from 2012-2020; (2) American Equity Investment Corp from 2009 to 2012; and (3) Center Street Securities Inc. from 2009-2009.

Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Center Street Securities investors disputed Stewart’s sales practices. Evidently, investors allege sales practice violations in these disputes, including that Stewart made unsuitable recommendations. Here is a brief summary of the disclosures about Stewart:

Center Street Securities Client Accuses Seth Stewart Of Unsuitable Advice

Evidently, on August 8, 2022, a Center Street Securities client filed FINRA Arbitration #: 22-01151 about Seth Stewart. Specifically, the client alleged that Stewart made unsuitable recommendations. Because of this, the client claims that they sustained damages pertaining to investments in alternative investments. Therefore, the client requested $200,000 in compensation from Center Street Securities or Stewart. Specifically, this arbitration is pending a resolution.

Center Street Securities Client Accuses Stewart Of Unsuitable Transactions

Also, on June 23, 2022, a Center Street Securities client filed FINRA Arbitration #: 22-01354 about Seth Stewart. Specifically, the client alleged that Stewart made unsuitable transactions. For this reason, the client purportedly experienced damages relating to investments in alternative investments. Therefore, the client requested $99,999 in compensation from Center Street Securities or Stewart. Evidently, this arbitration is pending a resolution.

Seth Stewart Allegedly Recommends Bad Alternative Investments To Center Street Securities Client

Also, a client of Center Street Securities contested Seth Stewart's sales practices by filing FINRA Arbitration #: 22-00118 on January 18, 2022. Allegedly, Stewart made unsuitable transactions. Supposedly, the alternative investment transactions involving this securities broker resulted in damages for the client. Therefore, the client seeks compensatory relief from Center Street Securities or Stewart in the amount of $400,000 in this ongoing matter.

Center Street Securities Client Accuses Stewart Of Unsuitability

Evidently, on February 21, 2020, a Center Street Securities client filed FINRA Arbitration #: 20-00577 about Seth Stewart. Specifically, the client alleged that Stewart made unsuitable transactions. Because of this, the client claims that they sustained damages pertaining to investments in alternative investments. Therefore, the client requested $200,000 in compensation from Center Street Securities or Stewart. Specifically, this arbitration is pending a resolution.

Did Center Street Securities Broker Seth Stewart Cause You To Experience Damages?

Have you experienced damages because of investing through securities broker Seth Stewart? If the answer is yes, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment damages. Soreide Law Group, who has successfully recovered money for investors throughout all 50 states, represents clients on a contingency fee basis and advances all costs. Stewart and brokerage firms Stewart associated with deny any and all allegations of sales practice violations.