Investors may have suffered financial harm by securities broker Rachel Broytman [CRD: 6123655, Staten Island, New York], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Broytman worked for Pruco Securities LLC from November 30, 2018, to November 14, 2024, and Prudential Financial Planning Services from July 12, 2021, to November 14, 2024, before becoming registered with LPL Enterprise LLC on November 14, 2024. Read on to find out more about a client dispute reported on Broytman's record.
Particularly, a client filed a complaint about Rachel Broytman. Mainly, the client alleged that Broytman provided misleading information regarding the potential tax benefits associated with taking over a life insurance policy, which influenced the client's decision to proceed with the transaction. For this reason, the client allegedly incurred damages linked to life insurance products. As a result, on April 8, 2026, Pruco Securities LLC settled this matter by paying the client $53,616.36.
Misrepresentation of insurance products can occur when a securities broker or financial advisor provides inaccurate, incomplete, or misleading information about an insurance product's costs, risks, benefits, features, or tax treatment. Investors may rely on those representations when making financial decisions. If important information is presented incorrectly or omitted, investors could make choices that they otherwise might not have made.
Do you need guidance on any investment losses relating to Rachel Broytman? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the United States. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Broytman and brokerage firms Broytman worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Ryan Thomas Racine [CRD: 5398642, Ann Arbor, Michigan], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Racine has worked for Hantz Financial Services Inc. since January 18, 2008, as a securities broker. He has been associated with the firm since August 18, 2011, as a financial […]
Investors may have suffered financial harm by securities broker Rachel Broytman [CRD: 6123655, Staten Island, New York], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Broytman worked for Pruco Securities LLC from November 30, 2018, to November 14, 2024, and Prudential Financial Planning Services from July 12, 2021, to November 14, […]
Investors might have been negatively impacted by securities broker John Andrew Scriffiny [CRD: 7431849, Vienna, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scriffiny has been associated with Florida Financial Advisors since August 30, 2021, and Trinity Wealth Securities LLC since January 28, 2022. See below to learn more about a regulatory […]
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