Shane Falcon Involved In NSC Investor Dispute

Broker Shane Falcon (National Securities Corp) Faces Investor Disputes Involving Private Placements, Equities

The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Shane Rene Falcon (CRD#: 5626256, Miami, Florida). Evidently, Falcon worked at GunnAllen Financial and CBG Financial Group before joining National Securities Corporation. Evidently, he worked at National Securities Corporation as a securities broker from July 2013 to July 2020. Take a look at the following summary of the allegations against this securities broker and how an investment loss recovery lawyer can help you recover damages from a securities broker or financial advisor that committed sales practice violations against you.

National Securities Corp Client Alleges In Arbitration Claim That They Bought Unsuitable Private Placements

Notably, FINRA BrokerCheck shows that a National Securities Corp client objected to Shane Falcon’s sales practices. They filed an investment dispute dated February 12, 2020. Supposedly, Falcon caused the client to experience damages as a result of his actions relating to a private placement. But the securities broker denies the allegations of unreasonable sales practices. Still, it appears that National Securities Corp opted to resolve this matter by paying the client $95,000 in damages, according to a settlement on June 29, 2021.

Falcon Allegedly Makes Excessive Trades According To National Securities Corp Client

Notably, a client of National Securities Corp complained about Shane Falcon’s sales practices, according to an investment dispute on BrokerCheck on June 12, 2015. The investor’s dispute against the securities firm alleges excessive trading. It appears that the securities firm or Falcon caused the client to incur damages on equities. Evidently, National Securities Corp denied the client’s allegations and request for compensation. Also, the broker denies the allegations of improper sales practices.

Losses Through Shane Falcon?

Did you realize losses because of securities broker Shane Falcon? You could get in touch with Soreide Law Group at (888) 760-6552. Speak with an experienced investor dispute lawyer right away about possibly recovering your losses. Soreide Law Group takes clients’ cases by a contingency fee arrangement and advances all costs. The firm has recovered considerable compensation for hundreds of United States investors that have experienced losses from their financial advisors and securities brokers. Please note that Falcon denies the allegations of inappropriate sales practices.