Investors File Disputes Concerning Securities Broker Debra Bourne (First Standard Financial, National Securities Corp) Soreide Law Group comes to you with an update concerning securities broker Debra Collura Bourne aka Debra Ann Bourne (CRD#: 1352344, Red Bank, New Jersey). Evidently, Bourne worked for Oppenheimer Co. Inc. (2008 to 2014), National Securities Corporation (2014 to 2016), […]

Wintrust Client Brings Investment Dispute About Broker Cataldo Panici Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Cataldo Panici “Carlo Panici” (CRD#: 2112617, Frankfort, Illinois). Evidently, Panici worked as a securities broker or financial advisor for Banc of America Investment Services. He then joined Wintrust Investments in 2009. For more information on […]

Broker Izzy Shefer (APW, Morgan Stanley) Involved In Investor Disputes FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Izhar Shefer “Izzy Shefer” (CRD#: 1759498, Aventura, Florida) and that those violations resulted in damages. Particularly, Shefer, who worked for securities firms Morgan Stanley (his employer from February 2011 to March 2017) and […]

Investor Dispute Reported On BrokerCheck Concerning Broker Aalon Rose (IFS, Morgan Wilshire) Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Aalon Rose “Allen Rose” (CRD#: 4785931, Garden City, New York), who discloses information about an investor dispute and employment termination on Financial Industry Regulatory Authority (FINRA) BrokerCheck. […]

First Allied Securities Client Complains Of Alleged Unsuitable Recommendations By Broker Bob Weissbein Soreide Law Group provides you with new information in regard to securities broker Robert Steven Weissbein “Bob Weissbein” (CRD#: 1089065, Plantation, Florida). Evidently, Weissbein worked as a securities broker or financial advisor for Capital Guardian LLC, Capital Guardian Wealth Management LLC, First […]

PHX Client Alleges Unsuitable Investments Involving Donald Durando The Financial Industry Regulatory Authority (FINRA) contains important disclosures in regard to securities broker Donald Angelo Durando (CRD#: 5509340, Hauppauge, New York). Namely, Durando, who worked for securities firms John Thomas Financial and PHX Financial Inc. (2014 to present), is involved in investor disputes. Here’s a closer […]

Wintrust Client Brings Dispute About Broker Scott Steinhorst Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Scott Robert Steinhorst (CRD#: 3274380, Hartland, Wisconsin). Evidently, Steinhorst was a securities broker at Wintrust Investments (2004 to 2019). Also, he worked for Wayne Hummer Investments. Here is an overview of […]

Broker Joseph Andreoli Is Involved In Wells Fargo Client Dispute About Suitability FINRA provides important information concerning Joseph Marie Andreoli Jr. (CRD#: 1718688, Hackensack, New Jersey). It appears that the disclosures involving Andreoli concern his financial advisor or securities broker role at securities firms Wells Fargo Clearing Services (his employer from 2009 to 2019) and […]

Broker Mirsad Muharemovic Faces Arive Investor Dispute About Alleged Unsuitable Trading FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Mirsad A. Muharemovic “Mirso Muharemovic” (CRD#: 3122589, Staten Island, New York) and that those violations resulted in damages. Particularly, Muharemovic, who worked for securities firms Arive Capital Markets (his employer since June […]