Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors potentially experienced sales practice violations due to securities broker Stanley Morrison Cooper (also known as Stan Cooper) [CRD: 1667427, Fresno, California], according to disclosures on FINRA BrokerCheck. Evidently, Stanley Cooper worked for RBC Capital Markets LLC from June 30, 2003, to January 18, 2023. Keep reading to learn more about Stanley Cooper’s disclosures.
Notably, on July 18, 2024, an RBC Capital Markets LLC client filed Civil Action No. 24CECG02613 about Stanley Cooper. The client alleged that Cooper breached his fiduciary duty by making omissions and overconcentrating investments in fixed income products and municipal bonds. Therefore, the client requested damages exceeding $5,000 in compensation from RBC Capital Markets LLC or Cooper. Evidently, this civil suit is pending a resolution.
Specifically, a client of RBC Capital Markets LLC contested Stanley Cooper’s sales practices, based on a complaint dated January 24, 2019. Allegedly, Cooper made unsuitable recommendations given the client’s investment objectives. It appears that Cooper allegedly caused the client to sustain damages on real estate investment trusts. For this reason, the client sought compensation from RBC Capital Markets LLC or Cooper in the amount of $57,000 in this matter. However, the client withdrew the complaint.
Evidently, on September 14, 2015, an RBC Capital Markets LLC client filed a complaint about Stanley Cooper. Mainly, the client alleged that Cooper gave unsuitable advice regarding an investment strategy. Because of this, the client allegedly sustained damages connected to mutual funds. As a result, the client requested damages exceeding $5,000 in compensation from RBC Capital Markets LLC or Cooper. However, the firm denied the complaint.
Do you have concerns or questions regarding investments you made with Stanley Cooper? You should contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer regarding recovering your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the United States. The firm also takes cases on a contingency fee basis and advances all costs. Cooper and brokerage firms Cooper worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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