Stephen Kiszlowski The Focus Of Independence Capital Investor’s Unsuitable Advice Complaint

Investors potentially experienced sales practice violations because of securities broker Stephen Chester Kiszlowski (also known as Steve Kiszlowski) [CRD: 2440000, Grosse Pointe Woods, Michigan], according to disclosures on FINRA BrokerCheck. It appears that Kiszlowski worked for Center Street Securities Inc. from October 29, 2018 to March 9, 2023, and for Independence Capital Co. Inc. from January 3, 2007 to January 17, 2019. Read on to learn more about the disclosures involving this securities broker.

Independence Capital Investor Accused Steve Kiszlowski Of Unsuitable Recommendations

Particularly, an Independence Capital Co. Inc. client filed FINRA Arbitration No. 24-01244 about Stephen Kiszlowski. Specifically, the client alleged that Kiszlowski made unsuitable recommendations. Because of this, the client allegedly experienced damages relating to asset-backed bonds. So, on August 23, 2024, Independence Capital Co. Inc. settled this matter by paying the client $30,000.00 in damages.

Stephen Kiszlowski Disclosed Unauthorized Trading Allegations By Independence Capital Client

Also, a client of Independence Capital Co. Inc. disputed Stephen Kiszlowski’s sales practices by filing FINRA Arbitration No. 15-02187. Allegedly, Kiszlowski engaged in discretionary trading. It appears that Kiszlowski caused the client to sustain damages connected to municipal bonds and stocks. Consequently, FINRA Arbitrators issued an Award dated November 21, 2016 to the client in the amount of $875,000.00.

Seeking More Information About Securities Broker Steve Kiszlowski?

Do you have concerns or questions regarding investments involving Stephen Kiszlowski? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer. For years, Soreide Law Group has recouped losses for investors throughout the USA. Also, the firm takes investor cases on a contingency fee basis and advances the costs. Kiszlowski and brokerage firms Kiszlowski worked for deny allegations of sales practice violations.