Investors potentially experienced sales practice violations by securities broker Larry Jefferson Tolbert [CRD: 1054714, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Larry Tolbert has worked with Integrity Alliance LLC since November 3, 2025, and he has also been registered as a financial advisor with Csenge Advisory Group LLC since September […]

Investors apparently complained about securities broker James Peter Saar (also known as Jim Saar) [CRD: 1358375, Temecula, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Saar worked for Center Street Securities Inc. from August 2, 2018, to September 2, 2020. Investors are encouraged to keep reading to find out […]

Investors potentially experienced sales practice violations by securities broker Timothy Darragh [CRD: 1897635, Chicago, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Timothy Darragh has worked for Stifel Nicolaus since February 25, 2016. Investors can see below to find out more about the disclosures involving this securities broker. Stifel Nicolaus Investor […]

Investors apparently complained about securities broker James M. Jones (also known as Jim Jones) [CRD: 5064653, Jasper, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jones worked for Center Street Securities Inc. from May 4, 2011, to December 1, 2023. Read on for details about Jones’s disclosures. […]

Investors potentially incurred losses because of securities broker Kevin Todd Canterbury [CRD: 4939385, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Canterbury worked for Coastal Equities Inc. from September 26, 2012, to August 27, 2020. Keep reading to learn more about Canterbury’s disclosures. Coastal Equities Investor Accused […]

Investors have reportedly disputed the sales practices of securities broker Bradley Scott Ford (also known as Brad Ford) [CRD: 1649604, Evansville, Indiana], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Ford worked for Madison Avenue Securities LLC beginning on October 9, 2019, as a broker and October 13, […]

Investors apparently complained about securities broker Joyce An Thomas (also known as Cho Ching An) [CRD: 2713664, Diamond Bar, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Thomas has worked for Independent Financial Group LLC since October 8, 2015. See below to find out more about the disclosures involving […]

Investors potentially incurred losses because of securities broker Christian Harvey Johnston [CRD: 2601094, Olive Branch, Mississippi], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Johnston worked for LPL Financial LLC starting on November 30, 2022, after previously working for Infinex Investments Inc. from December 2, 2013, to November 30, 2022. […]

Investors have reportedly disputed the sales practices of securities broker Gina G. Francisco (also known as Gina Agness and Gina Winters) [CRD: 4490144, Ocala, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Francisco has been registered with LPL Financial LLC from August 21, 2018, to the present […]