Soreide Law Group is addressing the concerns of individuals who may have experienced financial losses due to the conduct of Robert Wyla Melberth [CRD: 4775230, Sarasota, Florida]. Melberth, previously associated with Emerson Equity LLC from July 22, 2020, to April 10, 2023, has been involved in several investor disputes during his time in the securities […]

Soreide Law Group is investigating potential claims on behalf of investors who sustained losses due to the actions of Shirley Ank Wong (also known as Ankuan Huang, Kuan An Huang, and Shirley Ankuan Huang) (CRD: 4869184, Daly City, California). She has been registered with NI Advisors since January 7, 2014, as a financial advisor and […]

Soreide Law Group is investigating possible investor claims against securities broker David Geake AKA David Richard Geake [CRD#: 3088891, Chicago, IL]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for American Trust Investment Services. Evidently, investors allege sales practice violations in these disputes, […]

Concorde Investment Services Clients Dispute DPP, REIT Sales Practices Of Broker Richard Rodriguez The Financial Industry Regulatory Authority (“FINRA”) reports six investor disputes on the record of securities broker Richard Anthony Rodriguez Jr. (CRD#: 2973254, Fruitland Park, Florida). It appears that one or more of these investors alleges that Rodriguez’s actions at Charles Schwab and […]

Clients Of Aegis Broker Scott Hananel File Disputes Alleging Sales Practice Violations Investors have filed disputes regarding securities broker Scott Neil Hananel (CRD#: 3080827, Melville, New York). Specifically, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows six investor disputes about the securities broker, who worked for Aegis Capital Corp from February 2010 to February 2021. Here’s […]

Accelerated Capital Group's Wayne Miiller Supposedly Responsible For Bad Private Placement Offerings Investor Alert! Five clients of securities broker Wayne Ivan Miiller (CRD#: 4813645, Scottsdale, Arizona) filed disputes about his sales practices, according to Financial industry Regulatory Authority (“FINRA”) BrokerCheck Reports. Notably, these investors’ disputes suggest that Miiller was responsible for private placement offerings that […]

Broker Sean Kelly Apparently Misused Funds, Defrauding Investors Soreide Law Group is reviewing possible investor lawsuits against securities broker Sean Joseph Kelly (CRD#: 2294170, Marietta, Georgia). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that 6 investors brought disputes about the securities broker, who worked for Capital Financial Services (2012 to 2017) and Center Street […]

DH Hill Investors Indicate Charles Stevens Sold Bad Investments Soreide Law Group is investigating potential investor claims against securities broker Charles Stevens [CRD#: 1698058, Saint Augustine, Florida]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that no less than 5 clients contested the securities recommendations or sales of the securities broker, who joined DH Hill […]

RICHARD COLEMAN Dealt FINRA Suspension The Financial Industry Regulatory Authority (“FINRA”) announced August 8, 2019 that it suspended securities broker Richard Coleman (CRD#: 2720422, Melville, New York) for excessive trading and mismarking order tickets. In fact, Coleman, who worked for securities firms including Legend Securities (March 2015 through February 2016) and Salomon Whitney Financial (February […]