Investors might have sustained losses due to securities broker Kevin Michael Ross [CRD: 2290136, Charlotte, North Carolina], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kevin Ross worked for Bridgeway Wealth Partners LLC from August 24, 2020, to December 31, 2023, and later for Cape Securities Inc. from December 7, 2023, to April 3, 2024, before joining Innovation Partners LLC on September 17, 2024. Investors are encouraged to continue reading to learn more about the securities broker’s disclosures.
A breach of fiduciary duty occurs when a financial advisor or broker does not act in the best interests of a client. Brokers are expected to prioritize their clients’ financial well-being, recommend suitable investments, and disclose important risks. When they fail to meet these obligations, investors may suffer financial losses.
Evidently, on March 7, 2025, a Bridgeway Wealth Partners client filed FINRA Arbitration No. 25-00472 about Kevin Ross. Primarily, the client alleged that Ross made misrepresentations, breached his fiduciary duty, breached a contract, was negligent, and made unsuitable recommendations. For this reason, the client allegedly incurred damages connected to corporate bonds. As a result, the client requested $500,000 in compensation from Bridgeway Wealth Partners or Ross. BrokerCheck shows that this arbitration is pending a resolution.
Do you need clarity on any investment losses relating to Kevin Ross? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities attorneys work on a contingency fee arrangement and advance all costs. Ross and brokerage firms Ross worked for deny any accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com