FIINRA BrokerCheck shows that investors filed disputes about securities broker Chuck Roberts [CRD: 2064602, Miami Beach, Florida]. Soreide Law Group is investigating claims by individuals who incurred financial setbacks due to his conduct. Evidently, Roberts joined Stifel Nicolaus Company Incorporated on March 1, 2016, after his employment with Morgan Stanley. Clients who invested through Roberts […]

Securities broker Eric Gustav Kuchherzki [CRD: 2529623, Burlingame, California] has been a topic of investor concern since his affiliation with Centaurus Financial Inc. beginning July 18, 2018. Namely, he has been implicated in several client disputes, primarily over accusations of recommending unsuitable investment options. This overview provides some insights into the disclosures related to Eric […]

Soreide Law Group is currently reviewing potential claims for investors who might have experienced financial losses due to the actions of Rene Javier Castro [CRD: 2559410]. Evidently, she joined Great Point Capital LLC in Chicago, Illinois, on November 14, 2019. Previously, Rene Castro was linked with Center Street Securities Inc. in Upland, California, along with […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors have filed suitability disputes about securities broker Michael Howard Rosenmayer [CRD: 2352488, Los Angeles, California]. Evidently, he joined Oppenheimer Co. Inc. on June 14, 2007. Below, investors can learn more about these disclosures about the securities broker. Michael Rosenmayer Disclosed Breach Of Contract Allegations By Oppenheimer […]

FINRA BrokerCheck shows that investors have potentially suffered losses due to Eric Brian Kleiner [CRD#: 4135180, New York, NY]. Since September 9, 2016, Kleiner has been affiliated with Morgan Stanley. However, his professional history also includes positions at Wells Fargo Advisors LLC and Wachovia Securities LLC. This article highlights some of the investor disputes disclosed […]

Soreide Law Group is examining potential claims for individuals who encountered financial setbacks due to the actions of securities broker Peter Lawrence [CRD#: 2695687, Hauppauge, New York]. Lawrence was employed with American Portfolios Financial Services Inc. in Hauppauge, NY from January 8, 2019, to November 21, 2023, after his employment with Questar Capital Corporation in […]

Soreide Law Group is looking into potential claims for investors who have faced financial losses tied to the actions of securities broker James Mariani [CRD#: 2932631, Mineola, New York]. Mariani, previously affiliated with Aegis Capital Corp. from September 6, 2017, to September 10, 2021, and with National Securities Corporation in the same city from January […]

Soreide Law Group is investigating potential claims on behalf of investors who have incurred financial losses due to the actions of Mark Steven Elias (CRD#: 2938707, Houston, Texas). Elias, who has been registered with UBS Financial Services Inc. since January 31, 2003, is involved in investor disputes that have alleged investment-related misconduct. The focus of […]

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses due to the actions of Leslie Don Jackson, also known as Les Jackson and Leslie Donn Jackson (CRD#: 2176917, Dallas, Texas). Particularly, Jackson was previously registered with Momentum Independent Network Inc. from September 19, 1991, to January 6, 2023. […]