FINRA BrokerCheck shows that investors filed disputes concerning securities broker Philippus Theunis Van Staden (also known as Philip Van Staden) [CRD#: 4489166, Winter Park, Florida]. Evidently, Van Staden joined Green Vista Capital LLC on July 18, 2018, as a securities broker, and Green Vista Asset Management LLC on August 21, 2018, as a financial advisor. […]

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses due to the actions of Patrick Michael Mendenhall (CRD#: 1068809, Houston, Texas). Evidently, Mendenhall works with USCA Securities LLC since April 20, 2010, and with U.S. Capital Wealth Advisors LLC since June 30, 2021. Previously, he worked with USCA […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving securities broker and financial advisor, Tammie Lyn Farrell (also known as Tammie Lyn Brown, Tammie Lyn Burk, and Tammie Burk Farrell) [CRD#: 2475931, Franklin, North Carolina]. Tammie Farrell is registered both as a securities broker with Capital […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of securities broker and financial advisor, Peter Dieter Nett (also known as P.D. Nett) [CRD: 4506990, The Woodlands, Texas]. Evidently, he has worked with Hilltop Securities Inc. since September 23, 2022. He […]

Soreide Law Group is actively investigating claims on behalf of investors who may have incurred losses due to the actions of Nir Regev (also known as Nir Regev Kragens [CRD#: 1847410, Saint Louis, Missouri]. Evidently, Nir Regev joined for DFPG Investments LLC on April 26, 2016, and has been involved with the financial services industry […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have suffered losses with securities broker Jose Manuel Candelario Padilla [CRD#: 4847560, Puerto Rico]. Evidently, Padilla worked for Nationwide Planning Associates Inc. from 2016 to September 2023. Allegations against Padilla, as reported in various FINRA Arbitrations, include breaches of fiduciary duty […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained losses attributed to broker and financial advisor, Garrett Wayne Moretz [CRD: 4086791, Mooresville, North Carolina]. Moretz joined Lifemark Securities Corp. on May 31, 2017. His previous associations include First Heartland Consultants Inc., from January 2010 until May 2017, and First […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses due to the actions of previously registered broker David Leslie Arlein (CRD#: 7145, Boca Raton, Florida). Known to have been affiliated with Cabot Lodge Securities LLC from March 12, 2014, to October 26, 2022, Arlein has been implicated in […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered losses caused by securities broker Dana Matthew Hawkins (CRD#: 5731136, Lexington, South Carolina). Hawkins, who works with Centaurus Financial Inc. since May 19, 2015, has previously been registered with JP Turner Company, LLC in Lexington, SC from March 14, 2011, […]