JOHN M JAMES (JOHN JAMES) CRD#: 4609872 has been barred by the Financial Industry Regulatory Authority Inc. (FINRA) for allegedly not appearing at a FINRA hearing regarding activities that included borrowing money from clients. Merrill Lynch filed a Form U5 in 2016 which reported that JOHN M JAMES resigned while he was under internal review […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information, available to the public on FINRA’s website, from FINRA’s October 2017 Disciplinary Report regarding the following broker employed in Pompano Beach, Florida: James Vincent Marino (CRD #6192459, Davie, Florida) James Marino was barred from association with any FINRA member in all capacities by […]