Soreide Law Group, based in Pompano Beach, Florida, obtained the following information, available to the public on FINRA’s website, from FINRA’s October 2017 Disciplinary Report regarding the following broker employed in Pompano Beach, Florida:
James Vincent Marino (CRD #6192459, Davie, Florida)
James Marino was barred from association with any FINRA member in all capacities by FINRA for allegedly refusing to appear for FINRA on-the-record testimony in connection with the investigation into allegations against Marino related to his acceptance of gifts totaling approximately $20,500 and use of a client’s credit card for his own benefit in the amount of approximately $6,700.
(FINRA Case #2016052079001)
FINRA has barred James Marino from acting as a broker or otherwise associating with firms that sell securities to the public. According to FINRA’s BrokerCheck, Marino has 3 Disclosures on his report, was in the securities industry for 3 years, and was only listed with the following firm:
7/26/2013 - 11/16/2016 EDWARD JONES – POMPANO BEACH, FLORIDA
If you were a client of the former Edward Jones of Pompano Beach, Florida, broker James Marino, and experienced losses due to his actions or recommendations, call the Soreide Law Group, conveniently based in Pompano Beach, Florida, and speak to a securities lawyer regarding the recovery of your losses through a FINRA arbitration at no cost: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA. Let our years of experience work for you.
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