F The following information was obtained by Soreide Law Group (888-760-6552) from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” LIZABETH G. TY (CRD #4737319, Sugarland, Texas) Alternate Names: LIZABETH ROWENA GOTUACO, BETH GOTUACO TY was barred by FINRA for allegedly failing to provide FINRA with requested documents and information during the course […]

Sam Marshall Stull (CRD #5268858, Grapevine, Texas) was barred by FINRA for allegedly forging the signatures of clients on member firm documents including beneficiary information sheets, investment switch letters and account profile confirmations. FINRA's findings stated that Stull failed to provide FINRA-requested documents and information related to an investigation into the forgery. (FINRA Case #2014042589601) […]