The Financial Industry Regulatory Authority (FINRA) has barred ALEXIS COOKE (ALEXIS K COOKE, ALEXIS KINASHEA COOKE) CRD#: 5598604, on August 13, 2021, from acting as a broker or otherwise associating with a broker/dealer firm. According to the FINRA report, available to the public on FINRA’s website, without admitting or denying the findings, ALEXIS COOKE consented […]

Clients Indicate MML Broker Charles Evan Gave Bad Advice, Misrepresented Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct concerning Charles Jonathan Evan (CRD#: 836083, Wellesley, Massachusetts). Namely, the securities broker, who worked for securities firms including MSI Financial Services (2015 to 2017) and MML Investors Services (2017 to 2019), […]

Donnell Noah Bowen CRD#: 5641822 has been barred by the Financial Industry Regulatory Authority Inc.  (FINRA) from acting as a broker or otherwise associating with a broker-dealer firm. FINRA barred Bowen, formerly a representative with Northwestern Mutual in Washington D.C., for failing to provide requested information and for failing to appear at FINRA hearing. Bowen […]