Investors Dispute Sales Practices Of Securities Broker Robert MacNamee (Aegis Capital, Newbridge Securities) Soreide Law Group provides you with the latest on BrokerCheck as it relates to securities broker Robert Patrick MacNamee (CRD#: 2607475, Red Bank, New Jersey). Specifically, this securities broker, who formerly worked for Aegis Capital Corp (2016 to 2020) and who worked […]

Broker Gerry Sharpe Facing Disputes From Aegis Capital Corp Clients Financial Industry Regulatory Authority (FINRA) BrokerCheck reports that investors disputed securities broker Gerald “Gerry” Richard Sharpe Jr. (CRD#: 2109210, Red Bank, New Jersey). It appears that Sharpe is an Aegis Capital Corp securities broker (2016 to present) and also worked for securities firms JW Barclay […]

Aegis Capital Corp Clients File Disputes About Securities Broker Brian Rockowitz It has come to the attention of Soreide Law Group through Financial Industry Regulatory Authority (FINRA) BrokerCheck that there are investor disputes filed against securities broker Brian David Rockowitz (CRD#: 1892992, Hauppauge, New York). Specifically, five investors who allegedly experienced damages because of the […]

Sandlapper Securities Broker Kevin Nevin Barred, Facing Investor Disputes Soreide Law Group wants to share some important information with you in regard to securities broker Kevin Mark Nevin (CRD#: 2460059, Edina, Minnesota). Evidently, Nevin worked for firms Sandlapper Securities (2015 to 2019) and Dempsey Lord Smith LLC (2019 to 2021). FINRA BrokerCheck shows that Nevin […]

Cynthia Komarek Barred, Involved In Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) has new important information to share regarding securities broker Cynthia Komarek (CRD#: 1188714, Barrington, Illinois). It appears that this securities broker, who worked for firms Wells Fargo Clearing Services (2008 to 2017) and Sagepoint Financial (2017 to 2020), is now barred indefinitely […]

World Equity Group Clients File Disputes About Broker John Mateyko's REIT Sales The Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that investors have challenged the sales practices of securities broker John Mateyko (CRD#: 3275621, Rolling Meadows, Illinois). Specifically, three investors disputed Mateyko’s sales practices regarding REITs (real estate investment trusts). Here’s more on these […]

Raymond James Broker Ronald Cameron Sanctioned, Involved In Investor Dispute The Financial Industry Regulatory Authority (“FINRA”) reports that it has sanctioned securities broker Ronald Patrick Cameron (who goes by R. Patrick Cameron) (CRD#: 2551641, Fayetteville, Arkansas). Notably, in April 2021 FINRA issued Cameron a five-week suspension and a $5,000 fine. This resolved FINRA’s allegations that […]

Soreide Law Group Reviewing Possible Investor Claims Relating To Parking REIT Soreide Law Group is investigating possible investor claims against financial advisors and securities brokers relating to their recommendations and sales of investments in Parking REIT. Notably, SEC filed a lawsuit against an executive of Parking REIT, Michael Shustek, who owns Vestin Mortgage LLC. Coupled […]

National Securities Corporation Clients File Disputes Over Willard Pugh's Alternative Investment Transactions Soreide Law Group has new information to share with you in regard to securities broker Willard Louis Pugh (CRD#: 1757428, Boca Raton, Florida). Evidently, he worked for Dawson James Securities (2007 to 2016) and National Securities Corporation (2016 to present) as securities broker, […]