Voya Securities Broker Pete Mersberger Facing Allegations Of Sales Practice Violations Soreide Law Group has new information to share with you in regard to securities broker Peter Jerome Mersberger “Pete Mersberger” (CRD#: 2372186, Sheboygan Falls, Wisconsin). Namely, four investors challenged Mersberger’s sales practices, and two of those disputes concern his actions at Voya Financial Advisors […]

Morgan Stanley Disaffiliates With Securities Broker Robert Mitchell Following Client Disputes Soreide Law Group has important information to share with you regarding securities broker Robert Lynn Mitchell (CRD#: 1523211, Frisco, Texas). Namely, Morgan Stanley, who employed Mitchell from June 2009 to February 2021, disaffiliated with him for alleged outside business activities. Not only that, but […]

NBC Clients Allege Misrepresentation, Unsuitable Trading In Disputes About Securities Broker Marcello Lattuca Soreide Law Group has news to share with you regarding the Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures of securities broker Marcello Lattuca (CRD#: 2149434, Massapequa, New York). Namely, four investors disputed Lattuca’s sales practices, and clients brought three disputes in 2020. […]

Cetera Advisors Clients Take Issue With Securities Broker Dan McPherson's Sales Practices Important information is reported on Financial Industry Regulatory Authority (FINRA) as it relates to securities broker Daniel George McPherson ("Dan McPherson") (CRD#: 4964802, Idaho Falls, Idaho). Specifically, three investors filed disputes about the securities broker, who worked for Cetera Advisors LLC (2012 to […]

Securities Broker Daniel Lauletta Involved In Disputes Alleging Negligence, Misrepresentation Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that five investors filed disputes concerning securities broker Daniel James Lauletta (CRD#: 2659123, Cleveland, Ohio). Evidently, Lauletta worked for Cetera Advisor Networks from 2013 to 2016. Also, he worked as a financial advisor and a securities broker for […]

Mark Pearcy (MetLife) Involved In Disputes About Variable Annuities, Insurance Soreide Law Group has new information to share with you regarding securities broker Mark William Pearcy (CRD#: 2978026, San Diego, California). Notably, the securities broker worked for MSI Financial Services (MetLife Securities) from 1997 to 2017 as both a securities broker and a financial advisor. […]

Clients Of Wells Fargo, Ameriprise File Disputes About Broker Jon Mirer Evidently, as of 2020, two additional investor disputes are reported on the FINRA BrokerCheck profile of securities broker Jonathan Ben Mirer, who goes by "Jon Mirer" (CRD#: 336638, Henderson, Nevada). Evidently, Mirer worked for securities firms, including Wells Fargo Advisors LLC (2003 to 2016) […]

Disputes Filed By Investors Of NSC, Aegis Concerning Securities Broker Johnny Guan Soreide Law Group comes to you with important information regarding securities broker Johnny Guan (CRD#: 5711977, Red Bank, New Jersey). It appears on Financial Industry Regulatory Authority (FINRA) BrokerCheck that Guan is involved in four investor disputes. Evidently, the securities broker, who worked […]

Clients Dispute Sales Practices Of Hilltop Securities Broker, Financial Advisor Mark Katz The Financial Industry Regulatory Authority (FINRA) reports that investors filed disputes concerning securities broker Mark Katz (CRD#: 3055019, San Diego, California). Evidently, Katz worked as a financial advisor and a securities broker with Hilltop Securities Inc. in San Diego, California from December 2008 […]