Broker Kevin Meadows Is Sanctioned By FINRA For Excessive Trading Soreide Law Group has come across the record of securities broker Kevin Kimball Meadows (CRD#: 2878889, Columbus, Georgia). Notably, FINRA BrokerCheck shows that five investors brought disputes against him. In addition, FINRA suspended him for excessive and unsuitable trading. Here’s more about these disclosures. First […]

Securities Broker David Paton Involved In Disputes From RBC Capital Markets Clients The Financial Industry Regulatory Authority (“FINRA”) reveals troubling information in regard to securities broker David Kallman Paton (CRD#: 1746167, Woodbury, Minnesota). Notably, the securities broker, who worked for securities firm RBC Capital Markets LLC, is involved in three investor disputes – two involving […]

Investors File Disputes About Broker Gilberto Briseno's Investment Recommendations At LPL Financial Soreide Law Group is examining whether to file disputes on behalf of investors against securities broker Gilberto Briseno (CRD#: 1939355, Boutte, Louisiana). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that three investors took issue with Briseno’s sales practices. Read on to learn […]

Securities Broker Scott Michael Barber Involved In Disputes About Suitability Of REIT Transactions The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that investors filed disputes in regard to securities broker Scott Michael Barber (CRD#: 4822754, DuBois, Pennsylvania). Here’s what clients have alleged against this broker, and what you could do if you sustained losses because […]

Investors File Disputes About Securities Broker Chad Barancyk's Sales Practices Investors have disputed the sales practices of First Allied Securities broker Chad Ryan Barancyk (CRD#: 4921433, Chicago, Illinois), according to the Financial Industry Regulatory Authority (“FINRA”). Namely, there are three investors who have alleged sales practice violations by Barancyk. Also, BrokerCheck shows that FINRA briefly […]

Securities Broker Jon Pyne Involved In Seven Investor Disputes Soreide Law Group has come across important information in regard to Jonathan Todd Pyne (CRD#: 2580510, Minneapolis, Minnesota). Notably, the Financial Industry Regulatory Authority (“FINRA”) indicates that Pyne, who is a securities broker and financial advisor with Berthel Fisher and BFC Planning, is involved in seven […]

Broker Samuel Head Is Involved In Voya Financial Client Disputes Soreide Law Group has come across some concerning information on FINRA BrokerCheck in regard to securities broker Samuel Ray Head (CRD#: 2456312, Myrtle Beach, South Carolina). Specifically, there are seven investors who disputed Samuel Head’s sales practices. Here’s a bit more about the disclosures, including […]

Santander Securities Clients File Investment Disputes About Luis Lopez The Financial Industry Regulatory Authority (FINRA) contains troubling information on securities broker Luis Currais Lopez (CRD#: 856211, Dorchester, Massachusetts). The securities broker, who worked for Santander Securities (2010 to 2016) and Herbert J. Sims (2016 to present), is involved in 12 investor disputes. These disputes allege […]

Wells Fargo Clients File Disputes In Regard To David Logsdon The Financial Industry Regulatory Authority (“FINRA”) indicates that investors filed disputes about securities broker David Michael Logsdon (CRD#: 4178266, Hailey, Idaho). Namely, there are five disputes reported on Logsdon’s record alleging sales practice violations. In addition, FINRA issued a fine and suspension to Logsdon for […]