Securities Broker Scott Williams (Raymond James, LPL Financial) Involved In Investor Disputes Soreide Law Group provides you with this Investor Alert in regard to securities broker Scott D. Williams (CRD#: 2330693, Franklin Tennessee). Notably, the Financial Industry Regulatory Authority (“FINRA”) reports that the securities broker, who worked for firms Raymond James (2011 to 2017) and […]

Securities Broker Rodrigue Lors Purportedly Sold Bad Private Placements The Financial Industry Regulatory Authority (FINRA) reports troubling allegations concerning securities broker Rodrigue Lors (CRD#: 4379214, Westbury, New York). Specifically, the securities broker is involved in at least 5 disputes. Those disputes allege sales practice violations including Lors’ unsuitable trading. Here’s more on the disclosures which […]

Securities Broker Damian Bell In Hot Water Over Alternative Investment Disputes The Financial Industry Regulatory Authority (FINRA) reports troubling information in regard to securities broker Damian Marlon Bell (CRD#: 2348521, Daphne, Alabama). Notably, the securities broker, who worked for firms including International Assets Advisory, International Assets Investment Management, and WFG Investments, has been targeted by […]

Investors Take Aim At Craig Sutherland In Suitability Disputes Soreide Law Group is evaluating whether to bring investor lawsuits against securities broker Craig Alan Sutherland (CRD#: 2001873, Columbus, Ohio). Of particular concern is that the securities broker, who works for Money Concepts Capital Corp as both a securities broker and financial advisor, is involved in […]

Broker Charles Kulch Targeted In Investor Disputes, Massachusetts Securities Division Complaint Soreide Law Group is investigating possible investor disputes against securities broker Charles Chester Kulch (CRD#: 2371584, Nashua, New Hampshire). Critically, the securities broker, who worked for NEXT Financial Group from 2006 to 2020, is the focus of at least 10 investors’ disputes. Not only […]

NYLife Investors Complain About Broker Sudesh Jain Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports that seven investor disputes are on the BrokerCheck record of securities broker Sudesh Kumar Jain (CRD#: 1325905, Dayton, Ohio). Evidently, Jain worked for NYLife Securities until 2016 and joined MML Investors Services in August 2017. Notably, investors indicate in […]

Investors File Disputes About Hugh Barndollar's Alternative Investment Sales The Financial Industry Regulatory Authority (“FINRA”) reports troubling information relating to securities broker Hugh “Hobby” Ordway Barndollar III (CRD#: 3027317, Land O’ Lakes, Florida). Evidently, Barndollar worked as a securities broker for firms including  JP Turner Company, Newport Coast Securities and Crown Capital Securities. He has […]

Numerous DH Hill Clients Allege Bad Advice In Disputes About Charles Stevens The Financial Industry Regulatory Authority (“FINRA”) charged Charles Thomas Stevens (CRD#: 1698058, St. Augustine, Florida) with violating FINRA rules. Not only that, but the securities broker, who worked for DH Hill Securities from 2006 to 2020, is involved in five investor disputes. These […]

Broker John Orlando Allegedly Churned Investor Accounts And Recommended Unsuitable Securities Investor Alert! Soreide Law Group recently came across the FINRA BrokerCheck profile of securities broker John Anthony Orlando (CRD#: 2002197, Lighthouse Point, Florida) which shows that five investors disputed his sales practices. Evidently, the securities broker worked for Sterne Agee Financial Services (2009 – […]