Clients Indicate MML Broker Charles Evan Gave Bad Advice, Misrepresented Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct concerning Charles Jonathan Evan (CRD#: 836083, Wellesley, Massachusetts). Namely, the securities broker, who worked for securities firms including MSI Financial Services (2015 to 2017) and MML Investors Services (2017 to 2019), […]

Madison Avenue Broker Noel Vincent Allegedly Gave Poor Advice, Caused Investors' Losses Swarms of investors have filed disputes against securities broker Noel Ray Vincent (CRD#: 1370987, Southfield, Michigan). Namely, FINRA BrokerCheck shows an astounding 20 investor disputes involving the securities broker, who worked for Madison Avenue Securities from 2009 to 2018 and who worked for […]

Securities Broker Nancy Glassman Might Have Made Bad Trades Soreide Law Group is reviewing potential investor claims alleging bad securities business by Nancy Dawn Glassman (CRD#: 1734992, New York, NY). Namely, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that there are 4 investor disputes regarding the securities broker. Evidently, she worked for UBS Financial Services […]

Financial Advisors Might Have Unreasonably Recommended, Sold Alerian Energy Infrastructure & MLP Capital Strength Portfolio Series 9 (NASDAQ: CAMIIX) Soreide Law Group is investigating possible investor claims against securities brokers and financial advisors who possibly recommended or sold Guggenheim Defined Portfolios’ Alerian Energy Infrastructure & MLP Capital Strength Portfolio Series 9 (NASDAQ: CAMIIX), a poorly […]

Ameritas Clients Bring Disputes About Broker Robert Gianchiglia The investment loss recovery lawyers at Soreide Law Group have come across alarming information in regard to securities broker Robert Michael Gianchiglia (CRD#: 2117250, Worcester, Massachusetts). Namely, the securities broker, who joined securities firm UBS Financial Services in 2017 and who used to work for Ameritas Investment […]

Investors Face Peril From Hi-Crush's Chapter 11 Bankruptcy Investors might be facing losses after Houston, Texas based energy company Hi-Crush Inc. (NYSE: HCR) filed for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Southern District of Texas. Soreide Law Group is reviewing possible investor lawsuits against those financial advisors and securities […]

Merrill Lynch Broker Charles Kenahan Under Investigation For Bad Trades Soreide Law Group is investigating claims on behalf of investors who purchased securities from Charles Ernest Kenahan (CRD#: 1351974, Boston, Massachusetts). Not only is the securities broker under investigation by New Hampshire Department of State Bureau of Securities Regulation, but at least four investors brought […]

Kalos Clients Might Have Been Sold Unsuitable, Misrepresented GPB Funds Soreide Law Group is reviewing possible investor disputes in regard to financial advisor Jason James Mosher (CRD#: 3070810, Canandaigua, New York). Namely, FINRA BrokerCheck indicates that securities brokers at Kalos Capital possibly sold unsuitable investments including GPB Funds. In fact, investor disputes involving one or […]

Barred Cadaret Grant Broker Gerald Dewes Possibly Caused Investor Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Reports shows that 5 investors brought disputes about securities broker Gerald R. Dewes (CRD#: 2465538, East Amherst, New York). Supposedly, Dewes made unsuitable investment recommendations to Cadaret Grant clients. Not only that, but after Cadaret Grant […]