Morgan Stanley Clients Indicate That Robert David Sold Unsuitable Bonds Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports that between 2019 and 2020, Morgan Stanley investors filed four disputes about securities broker Robert C. David Jr. (CRD#: 5211223, Farmington Hills, Michigan) suggesting that he sold unsuitable, unauthorized and misrepresented investments. Not only that, but […]

Brokers, Advisors Could Have Made Bad Recommendations About FS KKR Capital Corp II (NYSE: FSKR) Soreide Law Group is reviewing potential investor claims of unsuitable sales and misrepresentations by financial advisors relating to FS KKR Capital Corp II (NYSE: FSKR). Here's what you need to know. Who Is FS KKR Capital Corp II? Evidently, FS […]

Investors Could Have Sustained Big Losses On Monitronics Bankruptcy Soreide Law Group is reviewing potential investor disputes against financial advisors, securities brokers and firms including National Securities Corp who may have improperly recommended Monitronics Escrow Bond among other Monitronics investments. Evidently, Monitronics International, Inc. emerged from Chapter 11 bankruptcy in 2019, eliminating $900,000,000.00 in debt. […]

Did Your Advisor Unreasonably Sell You Ferrellgas Partners Notes? Soreide Law Group is considering possible investor claims against financial advisors who may have unreasonably advised their clients to purchase bonds, notes or other debt securities issued by Ferrellgas Partners, LP (OTCMKTS: FGPR). Evidently, the company’s operating group, Ferrellgas LP, barely avoided disaster last year when […]

Did Your Financial Advisor Recommend PHI, Inc. Bonds? Soreide Law Group is reviewing possible claims against securities brokers and financial advisors who possibly recommended bonds issued by PHI, Inc. (OTC: PHIKQ, PHIIQ) – a Lafayette, Louisiana-based helicopter services company which emerged from Chapter 11 bankruptcy in September 2019. Who Is PHI, Inc.? Apparently, PHI, Inc. […]

Ameriprise's Bill Utanksi Allegedly Makes Unsuitable Dendreon Corp. Stock Sales Soreide Law Group is looking into potential investor disputes against securities broker William (Bill) David Utanski [CRD#: 2576809, Fort Lauderdale, Florida]. Apparently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 5 clients took issue with the securities broker, who worked for Ameriprise Financial […]

Broker Gregory Pease Allegedly Made Unsuitable Trades, Churned Accounts Investors are coming forward with disputes about Gregory T. Pease [CRD#: 2416561, Hoboken, New Jersey]. Evidently, the securities broker, who associated with Merrill Lynch, Morgan Stanley, Wells Fargo and International Assets Advisory, reports a whopping 10 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Mainly, […]

Titan Securities' Walter Parker Allegedly Sold Unsuitable Alternative Investments Investors are filing complaints and lawsuits because of Walter Warren Parker [CRD#: 2131232, Rowlett, Texas]. Evidently, the securities broker, who worked for Titan Securities between 2006 and 2018, reports 13 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Supposedly, Titan Securities clients indicate that Parker […]

Hilliard Lyons' Christopher Bennett Reports 15 Client Disputes Investor Alert! The Financial Industry Regulatory Authority (FINRA) shows troubling information in regard to securities broker and financial advisor Christopher Duke Bennett [CRD#: 2510231, Louisville, Kentucky]. Namely, 15 clients took issue with the securities broker, who worked for Hilliard Lyons between 1995 and 2018. Also, FINRA issued […]