Broker Kevin Fretz Supposedly Sold LPL Clients Bad Investments The Financial Industry Regulatory Authority (“FINRA”) reports alarming details in regard to financial advisor Kevin Charles Fretz (CRD#: 4128808, South Windsor, Connecticut). Notably, there are six investors who have brought complaints or lawsuits which suggest that Fretz caused their losses. Supposedly, Fretz sold unsuitable and misrepresented […]

Katalyst Broker Peter Janssen Seemingly Sells Bad Mega Blockchain Investments A couple investors appear to be sounding the alarm in regard to securities broker Peter Kyle Janssen (CRD#: 5691028, Fairfield, IA). Namely, the Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that investors’ disputes suggest sales practice violations by the securities broker, who worked for […]

St. Louis Financial Planner's Thomas Kieffer Supposedly Breached Fiduciary Duty Soreide Law Group is reviewing information from investors who have experienced losses because of Thomas Anthony Kieffer (CRD#: 269086, Chesterfield, Missouri). Namely, the securities broker joined Ceros Financial Services as a securities broker in January 2010. Also, he joined St. Louis Financial Planners Inc. in […]

Alexander Capital Broker Jody Thompson Might Have Sold You Bad Alternative Investments The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Alexander Capital securities broker Jody Ethan Thompson (CRD#: 2391190, New York, New York). In fact, Thompson discloses three investment disputes on his FINRA BrokerCheck Report which signals that he […]

Unauthorized Woodbridge Investment Referrals Made In Connection With Lincoln Financial Broker Imran Razvi's Outside Business Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to Imran Razvi (CRD#: 3042006, Frederick, Maryland). Notably, the BrokerCheck Report on Razvi shows that FINRA issued Razvi a fine and a suspension for violating FINRA rules. The watchdog temporarily […]

Four Points Broker Supposedly Gave Bad Advice Investor lawsuits continue to pile up for Michael C. Martino (CRD#: 2579146, New York, New York). Namely, FINRA BrokerCheck shows that six or more clients contested the sales practices of the securities broker, who joined Four Points Capital Partners in April 2011. Notably, these disputes suggest that Martino […]

Centaurus Financial Broker Bryon Martinsen Allegedly Sells Unsuitable Alternative Investments The investment disputes continue to pile on for Centaurus Financial Inc. securities broker and financial advisor Bryon E. Martinsen (CRD#: 1621649, Kings Park, New York). It appears that a slew of investors complained and brought lawsuits in regard to Martinsen’s investment activities. Namely, these disputes […]

Morgan Stanley's Kirk Gill Subject Of Major Investor Disputes Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck profile for securities broker Kirk Gill (CRD#: 2291503, Tucson, Arizona) is problematic to say the least. Namely, a whopping 17 investors including clients of Morgan Stanley (Gill’s employer through 2016) took issue with his sales practices and […]

Broker Scott Rosenberg Under Fire For Possible Bad Investment Sales Soreide Law Group is investigating whether to bring investor disputes involving Scott M. Rosenberg (CRD#: 2754292, New York, New York). Alarmingly, Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that between April 2018 and June 2020, more than 20 investors brought disputes about Rosenberg’s sales […]