Soreide Law Group Reviewing Possible Investor Claims Relating To Parking REIT Soreide Law Group is investigating possible investor claims against financial advisors and securities brokers relating to their recommendations and sales of investments in Parking REIT. Notably, SEC filed a lawsuit against an executive of Parking REIT, Michael Shustek, who owns Vestin Mortgage LLC. Coupled […]

FINRA Arbitration Panel Orders Sunset Financial To Compensate Client For Private Placement Losses The Financial Industry Regulatory Authority (“FINRA”) reports that certain investors who experienced losses from private placements have recovered compensation in a lawsuit against Sunset Financial Services Inc. Evidently, that dispute, which clients filed in December of 2017, reportedly concerns Walton Vista Del […]

Dustin Blount Barred, Involved In Lawsuits The investment loss recovery lawyers at Soreide Law Group provide you this investor alert in regard to securities broker Dustin M. Blount (CRD#: 5267680, Vicksburg, Mississippi). Notably, FINRA reports that it has indefinitely barred the securities broker, who worked for firms including Northwestern Mutual Investment Services (“NMIS”) from 2012 […]

Northwestern Mutual Client Files Dispute About Chad Mackland The Financial Industry Regulatory Authority (“FINRA”) reports troubling information about securities broker Chad Mackland (CRD#: 4933804, Council Bluff, Iowa). Apparently, a client of Mackland’s at Northwestern Mutual investment Services sued over his sales practices. In addition, Mackland’s Omaha, Nebraska employers – MassMutual and Northwestern – both have […]

Broker Kevin Fretz Supposedly Sold LPL Clients Bad Investments The Financial Industry Regulatory Authority (“FINRA”) reports alarming details in regard to financial advisor Kevin Charles Fretz (CRD#: 4128808, South Windsor, Connecticut). Notably, there are six investors who have brought complaints or lawsuits which suggest that Fretz caused their losses. Supposedly, Fretz sold unsuitable and misrepresented […]

Clients Indicate MML Broker Charles Evan Gave Bad Advice, Misrepresented Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct concerning Charles Jonathan Evan (CRD#: 836083, Wellesley, Massachusetts). Namely, the securities broker, who worked for securities firms including MSI Financial Services (2015 to 2017) and MML Investors Services (2017 to 2019), […]

FINRA Bars America Northcoast's Christopher Barone Soreide Law Group wants you to be aware that securities broker Christopher Richard Barone (CRD#: 2032268, Houston, Texas) – the CEO and COO of America Northcoast Securities – is disqualified from being a FINRA broker effective January 23, 2020. Notably, FINRA barred Barone for misrepresenting his supervision of trade […]

Stifel Nicolaus Clients Take Aim At Andrew Elsoffer For Possibly Breaching Fiduciary Duty Soreide Law Group is investigating potential investor claims of breach of fiduciary among other sales practice violations by securities broker Andrew Elsoffer (CRD#: 2580009, Pepper Pike, Ohio). Namely, at least 8 investors filed disputes about the broker, who worked for Stifel Nicolaus […]

Investors File Disputes About Broker Marlon Cole Soreide Law Group is looking into potential investor disputes against securities broker Marlon Cole [CRD#: 5054806, New York, New York]. Notably, FINRA BrokerCheck shows that at least 6 clients took issue with the securities broker. These clients held accounts with Cole at firms including Spartan Capital Securities and […]