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May 14, 2022
Jeff Cleckner In Waddell Reed Investor Dispute

Securities Broker Jeff Cleckner Discloses Disputes By Waddell Reed Clients, First Union Clients FINRA BrokerCheck shows disputes about Jeffrey Dale Cleckner “Jeffery Dale Cleckner” (CRD#: 2500377, Indianapolis, Indiana). Evidently, Cleckner worked as a securities broker and financial advisor for Waddell Reed from 2011 to 2017. Previously, he worked for First Union Securities. You’ll want to […]

May 13, 2022
Miaojun Yuan Involved In Questar Investor Dispute

Sales Practice Violations Alleged In Investor Dispute About Broker Miaojun Yuan Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Miaojun Yuan (CRD#: 4014807, City of Industry, California). Evidently, Yuan worked as a securities broker or financial advisor for Questar Capital Corporation from 2007 to 2019. For more information, read the following summary […]

May 8, 2022
Shane Falcon Involved In NSC Investor Dispute

Broker Shane Falcon (National Securities Corp) Faces Investor Disputes Involving Private Placements, Equities The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Shane Rene Falcon (CRD#: 5626256, Miami, Florida). Evidently, Falcon worked at GunnAllen Financial and CBG Financial Group before joining National Securities Corporation. Evidently, he worked at National Securities […]

April 15, 2022
Lance Walston Involved In Dominion Investor Disputes

Dominion Portfolio Management Clients File Disputes About Broker Lance Walston Soreide Law Group comes to you with new information in regard to securities broker Lance Colby Walston (CRD#: 4440958, San Antonio, Texas). Evidently, Walston worked as a securities broker for Raymond James (2007 to 2009), LPL Financial (2009 to 2017), Dominion Portfolio Management Inc. (2017 […]

April 14, 2022
Ron McCook Discloses Dispute From First Allied Client

First Allied Securities Client Takes Issue With Broker Ron McCook's Sales Practices The Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors filed disputes about securities broker McCook, also known as “Ron McCook” (CRD#: 4155186, Scottsdale, Arizona). Evidently, McCook worked for securities firms Sagepoint Financial and National Planning Corporation before joining First Allied Securities as […]

April 1, 2022
Brian Jackson In David Lerner Investor Disputes

Broker Brian Jackson (David Lerner Associates) Faces Investor Disputes The Financial Industry Regulatory Authority (FINRA) reports investor dispute information on BrokerCheck regarding securities broker Brian Michael Jackson (CRD#: 4733834, White Plains, New York). Evidently, Jackson worked for securities firm David Lerner Associates from 2004 to 2018 and became a Wells Fargo securities broker and financial […]

March 26, 2022
Thomas Boley Hunt Facing Wells Fargo Investor Dispute

Securities Broker Thomas Hunt (Wells Fargo) Involved In Investor Dispute Alleging Sales Practice Violations Soreide Law Group comes to you with new information regarding securities broker Thomas Boley Hunt (CRD#: 1323743, Twin Falls, Idaho). Before joining LPL Financial LLC as a financial advisor and securities broker in August 2018, Hunt worked for securities firms Wells […]

March 20, 2022
Mark Wells Involved In Morgan Stanley Investor Disputes

Morgan Stanley Clients, Prime Capital Services Clients Allege Sales Practice Violations By Mark Wells The Financial Industry Regulatory Authority (FINRA) contains important information on Mark Walter Wells (CRD#: 3053517, Boca Raton, Florida). Namely, the securities broker, who worked for Morgan Stanley in Boca Raton, Florida, since 2014, is involved in an investor dispute regarding alleged […]

March 9, 2022
Peter Schiff Facing Euro Pacific Client Dispute

Securities Broker Peter Schiff Involved In Euro Pacific Capital Investor Disputes New client disputes appear on FINRA BrokerCheck concerning securities broker Peter David Schiff (CRD#: 1759484, Newport Beach, California). Evidently, those disputes concern Schiff’s purported misrepresentations and unsuitable transactions at Euro Pacific Capital (now known as AGP Alliance Global Partners). Schiff became an Alliance Global […]

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